Yvette M. Gallacchi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yvette Mae Gallacchi, who also goes by Yvette Mae Gallachi, Yvette M Scanlon, Yvette White, was a registered financial professional .
Yvette is a previously registered financial professional and started their career in finance in 2000. Yvette had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2017 - November 7, 2023
QUARTZ PARTNERS INVESTMENT MANAGEMENT
April 18, 2014 - November 10, 2014
IBN FINANCIAL SERVICES, INC.
August 1, 2013 - May 27, 2016
PAGEONE FINANCIAL, INC.
June 26, 2013 - April 22, 2014
AURORA CAPITAL LLC
March 9, 2012 - June 25, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 9, 2012 - June 25, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 10, 2006 - March 9, 2012
HSBC SECURITIES (USA) INC.
January 1, 2005 - March 9, 2012
HSBC SECURITIES (USA) INC.
February 28, 2000 - January 1, 2005
HSBC BROKERAGE (USA) INC.
Primary Firm SEC Registration
QUARTZ PARTNERS INVESTMENT MANAGEMENT
CRD#: 174327 / SEC#: 801-80822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUARTZ PARTNERS INVESTMENT MANAGEMENT
CRD#: 174327 / SEC#: 801-80822
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 281,034,901 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
