BB
Brian T. Bares
BARES CAPITAL MANAGEMENT
AUSTIN, TX 78738
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CRD#: 2896963
BB
Professional summary
Brian Timothy Bares is a registered financial advisor currently at BARES CAPITAL MANAGEMENT, INC. located in Austin, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: NINE TEN CAPITAL MANAGEMENT, LLC, INVESTMENT-RELATED, ADDRESS: CHICAGO, IL. START DATE: MAY 2014, HOURS PER MONTH DEVOTED AND HOURS DEVOTED DURING TRADING HOURS: 2, DUTIES: SERVES AS A MEMBER. BRIAN BARES HAS NO INVOLVEMENT IN THE DAY-TO-DAY OPERATIONS OF THE BUSINESS. NAME: NINE TEN GP LP, INVESTMENT-RELATED, START DATE: MARCH 25, 2014, HOURS PER MONTH DEVOTED AND HOURS DEVOTED DURING TRADING HOURS: 2, DUTIES: SERVES AS A MEMBER. NAME: MISSION TRAIL GP LP, INVESTMENT-RELATED, START DATE: JANUARY, 2022, HOURS PER MONTH DEVOTED AND HOURS DEVOTED DURING TRADING HOURS: 2, DUTIES: SERVES AS A MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Timothy Bares's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2000 - Present
BARES CAPITAL MANAGEMENT, INC.
Office #1: 12600 Hill Country Blvd Suite R-230, Austin, TX 78738RIA
CRD#: 114428
AUSTIN, TX
Past
June 12, 2014 - January 8, 2021
NINE TEN CAPITAL MANAGEMENT
RIA
CRD#: 171420
AUSTIN, TX
Past
December 21, 1998 - July 25, 2000
RAFFERTY CAPITAL MARKETS, LLC
BD
CRD#: 23682
GARDEN CITY, NY
Past
July 3, 1997 - January 9, 1999
CHOICE INVESTMENTS, INC.
BD
CRD#: 17665
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BARES CAPITAL MANAGEMENT, INC.
BARES CAPITAL MANAGEMENT, INC. | TOWN LAKE CAPITAL MANAGEMENT
CRD#: 114428 / SEC#: 801-63780
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Nebraska
Registered Investment Advisory firm - (1/4/2005 Terminated)Texas
Registered Investment Advisory firm - (1/5/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/17/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BC
BARES CAPITAL MANAGEMENT, INC.
BARES CAPITAL MANAGEMENT, INC. | TOWN LAKE CAPITAL MANAGEMENT
CRD#: 114428 / SEC#: 801-63780
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Nebraska
Registered Investment Advisory firm - (1/4/2005 Terminated)Texas
Registered Investment Advisory firm - (1/5/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12600 Hill Country Blvd Suite R-230, Austin, TX 78738
Mailing Address
Phone number
(512) 542-1083
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 1,261,350,620 |
Red Flags
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