Phillip Guerrero

PMG WEALTH MANAGEMENT

Hawthorn Woods, IL 60047

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CRD#: 2896913

Professional summary

Phillip Guerrero, CFP®, who also goes by Phil Guerrero, is a registered financial advisor currently at PMG WEALTH MANAGEMENT located in Hawthorn Woods, Illinois and LPL FINANCIAL LLC located in Hawthorn Woods, Illinois.

Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Phillip has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Small Business Planning

Comprehensive Financial Planni...

Tax Planning

Estate Planning

Employee and Employer Plan Ben...

Retirement Income Management

Retirement Planning

Insurance Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Phil Guerrero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Guerrero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

February 10, 2017 - Present

PMG WEALTH MANAGEMENT

Office #1: 60 Landover Pkwy, Ste. D, Hawthorn Woods, IL 60047

RIA

CRD#: 285899

Hawthorn Woods, IL

Current

October 10, 2007 - Present

LPL FINANCIAL LLC

Office #1: 60 Landover Pkwy. Ste.d, Hawthorn Woods, IL 60047

RIA

CRD#: 6413

HAWTHORN WOODS, IL

Past

October 10, 2007 - July 5, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAKE ZURICH, IL

Past

December 20, 2000 - October 15, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BARRINGTON, IL

Past

August 12, 1997 - October 15, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

BARRINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PMG WEALTH MANAGEMENT

PMG WEALTH MANAGEMENT | PMG WEALTH MANAGEMENT, INC.

CRD#: 285899 / SEC#: 801-122740

RIA

Registered Investment Advisory firm - (11/22/2021 Approved)

California

Registered Investment Advisory firm - (12/23/2021 Terminated)

Florida

Registered Investment Advisory firm - (11/23/2021 Terminated)

Illinois

Registered Investment Advisory firm - (11/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (11/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/10/2020)

California
(10/10/2007)

Connecticut
(2/2/2021)

Florida
(10/10/2007)

Georgia
(11/2/2010)

Illinois
(10/10/2007)

IAR

Illinois
(2/10/2017)

Indiana
(12/5/2008)

Iowa
(3/29/2016)

Kansas
(5/17/2023)

Maryland
(1/11/2022)

Michigan
(9/3/2021)

Mississippi
(1/16/2024)

New York
(7/8/2016)

North Carolina
(7/30/2010)

Ohio
(11/5/2010)

Pennsylvania
(11/2/2010)

Tennessee
(5/8/2024)

IAR

Texas
(3/1/2017)

Texas
(7/8/2022)

Virginia
(8/5/2025)

Wisconsin
(10/10/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/29/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/19/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PMG WEALTH MANAGEMENT

PMG WEALTH MANAGEMENT | PMG WEALTH MANAGEMENT, INC.

CRD#: 285899 / SEC#: 801-122740

RIA

Registered Investment Advisory firm - (11/22/2021 Approved)

California

Registered Investment Advisory firm - (12/23/2021 Terminated)

Florida

Registered Investment Advisory firm - (11/23/2021 Terminated)

Illinois

Registered Investment Advisory firm - (11/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (11/23/2021 Terminated)

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Contact information

Main Address

60 Landover Pkwy, Ste. D, Hawthorn Woods, IL 60047

Mailing Address

Phone number

(847) 550-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PMG WEALTH ADV PART 2A AND 2B (2/2/2026)

Regulatory assets under management

Total Number of Accounts	775
AUM (Assets Under Management)	$ 198,347,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Phillip Guerrero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Guerrero's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

PMG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2000

Series 63

Date: 7/25/1997

SIE

Date: 10/1/2018

Series 31

Date: 4/29/2008

Series 7

Date: 7/17/1997

Series 24

Date: 11/19/2007

FINRA

Current Firm

PMG WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PMG WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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