Keith L. Graves
Professional summary
Keith L Graves, who also goes by Keith L Graves, Keith Leonard Graves, Keith Graves, is a registered financial advisor currently at USA FIRST FINANCIAL located in Indianapolis, Indiana.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Keith has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith L Graves's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2026 - Present
USA FIRST FINANCIAL
Office #1: 838 N Delaware, Indianapolis, IN 46204January 25, 2022 - December 31, 2025
USA FIRST FINANCIAL
November 6, 2019 - February 13, 2021
TD AMERITRADE, INC.
November 6, 2019 - February 13, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 6, 2019 - February 13, 2021
TD AMERITRADE, INC.
April 4, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
December 2, 2005 - March 8, 2018
SCOTTRADE, INC.
October 27, 2003 - February 26, 2004
BANC ONE SECURITIES CORPORATION
February 2, 1998 - September 29, 2003
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/14/2026)
Exams
Series 7TO
Date: 3/17/2024
General Securities Representative ExaminationCurrent Firm
USA FIRST FINANCIAL
CRD#: 318453 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 89,180,623 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
