Paul W. Woodford
Professional summary
Paul William Lee Woodford, who also goes by Paul Woodford, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Gainesville, Virginia and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Jacksonville, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul William Lee Woodford's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2010 - Present
PGIM INVESTMENTS LLC
December 11, 2009 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 4465 Glen Kernan Parkway E., Jacksonville, FL 32224March 8, 2005 - November 9, 2009
BOFA ADVISORS, LLC
March 8, 2005 - November 9, 2009
BOFA DISTRIBUTORS, INC.
March 24, 2003 - March 28, 2005
FEDERATED INVESTMENT COUNSELING
July 8, 1997 - March 28, 2005
FEDERATED SECURITIES CORP.
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2012)
(1/30/2012)
(12/15/2009)
(12/11/2009)
(1/12/2010)
Exams
FINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
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