BP
Brentford M. Price
ALERA INVESTMENT ADVISORS
Surprise, AZ
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CRD#: 2895453
BP
Professional summary
Brentford Moir Price, who also goes by Brent M Price, Brentford M Price, is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in Surprise, Arizona and OSAIC WEALTH, INC. located in Tacoma, Washington.
Brentford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brentford has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent M Price | Brentford M Price
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Wilson Albers;not investment related;4733 Tacoma Mall Blvd,#200,Tacoma,WA 98409;dba;producer;11/1/2018;producer 2)Wilson Albers Fixed Business;not investment related;4733 Tacoma Mall Blvd,#200,Tacoma,WA 98409;fixed business solutions,including LTC,DI,fixed insurance,employee benefits,risk management;producer;11/1/2018;providing fixed insurance solutions to clients 3)Brent Price & Joan Price;not investment related;12610 Vine Maple Dr SW,Lakewood,WA 98499;rental properties;owner;2011;0-1 hr/month;0 hrs during trading;own 3 single family rental properties,take care of occasional maintenance items 4)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;wealth management advisor;2/1/2018;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services
CRS (Client Relationship Summary) - RIA
Click below to view Brentford Moir Price's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2018 - Present
ALERA INVESTMENT ADVISORS, LLC
Office #2: 4733 Tacoma Mall Blvd #200, Tacoma, WA 98409RIA
CRD#: 287906
Surprise, AZ
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1201 Pacific Ave Suite 2025, Tacoma, WA 98402RIA
BD
CRD#: 23131
Tacoma, WA
Past
November 1, 2018 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Tacoma, WA
Past
December 12, 2003 - November 1, 2018
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
TACOMA, WA
Past
December 12, 2003 - November 1, 2018
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
TACOMA, WA
Past
January 2, 2003 - December 12, 2003
METROPOLITAN FINANCIAL SERVICES, INC.
RIA
CRD#: 116602
TACOMA, WA
Past
January 2, 2003 - December 12, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
BD
CRD#: 14146
SPOKANE, WA
Past
June 25, 1997 - January 3, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
Registered Investment Advisory firm - (10/26/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
IAR
Arizona(7/10/2025)
RR
California(8/23/2024)
RR
Florida(8/23/2024)
RR
Idaho(8/23/2024)
RR
Nevada(8/23/2024)
RR
New Mexico(8/23/2024)
RR
Oregon(8/23/2024)
IAR
Washington(11/2/2018)
RR
Washington(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
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Contact information
Main Address
Three Parkway North Suite 500, Deerfield, IL 60015-2567
Mailing Address
Phone number
(847) 457-3000
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,097 |
| AUM (Assets Under Management) | $ 3,572,112,624 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
