Jose Ibarra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Ibarra was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2002. Jose had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2014 - December 17, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 14, 2010 - May 2, 2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 29, 2008 - January 14, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 2008 - January 14, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 11, 2004 - October 28, 2008
CHASE INVESTMENT SERVICES CORP.
March 11, 2004 - October 28, 2008
CHASE INVESTMENT SERVICES CORP.
July 31, 2003 - January 7, 2004
TD AMERITRADE, INC.
August 27, 2002 - January 7, 2004
TD AMERITRADE, INC.
February 27, 2002 - August 22, 2002
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
