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JS

Jack S Sih Jr.

JS ALAN
BEVERLY HILLS, CA
·CRD# 2894552·29 years experience

Professional Summary

Jack S Sih JR., who also goes by Jack S Sih, is a registered financial advisor currently at JS ALAN, LLC located in Beverly Hills, California. Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jack has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack S Sih

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

JS ALAN, LLC·CRD# 148163
RIA
468 N. Camden Dr. Suite 200, Beverly Hills, CA 90210
October 20, 2008 - Present
GLOBALINK SECURITIES, INC.·CRD# 29721
BD
Arcadia, CA
July 21, 2009 - January 31, 2013
ANCHOR WEALTH MANAGEMENT·CRD# 135666
RIA
City Of Industry, CA
October 3, 2007 - November 24, 2008
CETERA INVESTMENT SERVICES LLC·CRD# 15340
RIA
Irvine, CA
March 27, 2007 - September 4, 2007
CETERA INVESTMENT SERVICES LLC·CRD# 15340
RIA
Irvine, CA
October 2, 2006 - March 21, 2007
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
Irvine, CA
October 2, 2006 - September 4, 2007
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
RIA
Irvine, CA
October 3, 2005 - October 2, 2006
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Irvine, CA
October 3, 2005 - October 2, 2006
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
City Of Industry, CA
May 15, 2001 - October 3, 2005
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
May 2, 2001 - October 3, 2005
WELLS FARGO SECURITIES INC.·CRD# 17438
BD
San Francisco, CA
January 10, 2001 - May 2, 2001
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 26, 1997 - January 16, 2001

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Current Firm

JA
JS ALAN, LLC

JALAN CAPITAL | JS ALAN, LLC | JALAN CAPITAL GROUP, LLC

CRD#: 148163
California
Registered Investment Advisory firm - California (10/20/2008 Approved)

Contact Information

Main Address

468 N. Camden Dr. Suite 200, Beverly Hills, CA 90210

Phone Number

(310) 858-5533

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

34

AUM (Assets Under Management)

$19,600,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JS ALAN LLC, PRINCIPAL, CITY OF INDUSTRY, 07/17/2008. 25-30 HRS/MONTH, PROFIT SHARING. IT IS SECURITIES RELATED, JOB DUTIES IS REGISTERED INVESTMENT ADVISOR. ALSO WORKING WITH THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. FOR CLIENT'S 401K PLANS UNDER JS ALAN LLC.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(10/20/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jack S Sih JR.'s CRS (Customer Relationship Summary).

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