Jack S. Sih

JS ALAN

Beverly Hills, CA 90210

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CRD#: 2894552

Professional summary

Jack S Sih JR., who also goes by Jack S Sih, is a registered financial advisor currently at JS ALAN, LLC located in Beverly Hills, California.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jack has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack S Sih

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JS ALAN LLC, PRINCIPAL, CITY OF INDUSTRY, 07/17/2008. 25-30 HRS/MONTH, PROFIT SHARING. IT IS SECURITIES RELATED, JOB DUTIES IS REGISTERED INVESTMENT ADVISOR. ALSO WORKING WITH THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. FOR CLIENT'S 401K PLANS UNDER JS ALAN LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack S Sih JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2008 - Present

JS ALAN, LLC

Office #1: 468 N. Camden Dr. Suite 200, Beverly Hills, CA 90210

RIA

CRD#: 148163

Beverly Hills, CA

Past

July 21, 2009 - January 31, 2013

GLOBALINK SECURITIES, INC.

CRD#: 29721

ARCADIA, CA

Past

October 3, 2007 - November 24, 2008

ANCHOR WEALTH MANAGEMENT

RIA

CRD#: 135666

CITY OF INDUSTRY, CA

Past

March 27, 2007 - September 4, 2007

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

IRVINE, CA

Past

October 2, 2006 - March 21, 2007

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

IRVINE, CA

Past

October 2, 2006 - September 4, 2007

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

IRVINE, CA

Past

October 3, 2005 - October 2, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

IRVINE, CA

Past

October 3, 2005 - October 2, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

IRVINE, CA

Past

May 15, 2001 - October 3, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

CITY OF INDUSTRY, CA

Past

May 2, 2001 - October 3, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

January 10, 2001 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

November 26, 1997 - January 16, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/20/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/25/1997

General Securities Representative Examination

Current Firm

JS ALAN, LLC

JALAN CAPITAL | JS ALAN, LLC | JALAN CAPITAL GROUP, LLC

CRD#: 148163 / SEC#:

California

Registered Investment Advisory firm - (10/20/2008 Approved)

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Contact information

Main Address

468 N. Camden Dr. Suite 200, Beverly Hills, CA 90210

Mailing Address

Phone number

(310) 858-5533

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 14,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack S. Sih

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack S Sih JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBALINK SECURITIES, INC.

ANCHOR WEALTH MANAGEMENT

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1997

Series 63

Date: 6/16/1997

Series 7

Date: 11/25/1997

Current Firm

JS ALAN, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JS ALAN, LLC

TRUST BUT VERIFY

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