Mary C. Mori

MORI HUSTON PARTNERS

Miami, FL 33131

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CRD#: 2894153

Professional summary

Mary Catherine Mori, who also goes by Mary Catherine Huston, is a registered financial advisor currently at MORI HUSTON PARTNERS located in Miami, Florida.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mary has worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Catherine Huston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Catherine Mori's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2011 - Present

MORI HUSTON PARTNERS

Office #1: 1450 Brickell Avenue Suite 2160, Miami, FL 33131

RIA

CRD#: 151260

Miami, FL

Past

August 18, 2005 - January 5, 2006

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Past

July 15, 2002 - July 13, 2005

EFG CAPITAL INTERNATIONAL LLC

CRD#: 28349

MIAMI, FL

Past

March 11, 2002 - June 11, 2002

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

May 28, 1997 - August 20, 1998

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORI HUSTON PARTNERS

MORI HUSTON PARTNERS | MORI HUSTON PARTNERS LLC

CRD#: 151260 / SEC#: 801-70587

RIA

Registered Investment Advisory firm - (9/22/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/20/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/15/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/27/1997

General Securities Representative Examination

Current Firm

MORI HUSTON PARTNERS

MORI HUSTON PARTNERS | MORI HUSTON PARTNERS LLC

CRD#: 151260 / SEC#: 801-70587

RIA

Registered Investment Advisory firm - (9/22/2009 Approved)

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Contact information

Main Address

1450 Brickell Avenue Suite 2160, Miami, FL 33131

Mailing Address

Phone number

(305) 856-9303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORI HUSTON PARTNERS 2025 ANNUAL AMENDED PART 2A FORM ADV (3/14/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 227,922,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mary C. Mori

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Catherine Mori's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS INTERNATIONAL INC.

EFG CAPITAL INTERNATIONAL LLC

COMMERZ MARKETS LLC

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

MORI HUSTON PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/2010

Series 66

Date: 8/15/2003

Series 63

Date: 7/22/1997

Series 7

Date: 5/27/1997

Current Firm

MORI HUSTON PARTNERS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORI HUSTON PARTNERS

TRUST BUT VERIFY

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