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MV

Mary T. Villegas

DEUTSCHE BANK SECURITIES
JACKSONVILLE, FL 32256
Some features on this profile are disabled
CRD#: 2893591
MV

Professional summary

Mary Teresa Villegas, who also goes by Mary VIllegas, is a registered financial professional currently at DEUTSCHE BANK SECURITIES INC. located in Jacksonville, Florida.

Mary is registered as a RR (Registered Representative) and started their career in finance in 1997. Mary has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 12, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mary Villegas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary Teresa Villegas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2020 - Present

DEUTSCHE BANK SECURITIES INC.

Office #1: 5201 Gate Parkway, Jacksonville, FL 32256
RIA
BD
CRD#: 2525
JACKSONVILLE, FL
Past

July 17, 2017 - December 19, 2018

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
New York, NY
Past

July 14, 2017 - December 19, 2018

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

March 3, 2011 - March 6, 2017

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WEEHAWKEN, NJ
Past

March 2, 2011 - March 6, 2017

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 29, 2007 - June 10, 2010

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LONG ISLAND CITY, NY
Past

May 29, 2007 - June 10, 2010

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LONG ISLAND CITY, NY
Past

December 6, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
LONG ISLAND CITY, NY
Past

August 26, 2002 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

March 19, 2002 - August 15, 2002

HCFP BRENNER SECURITIES, LLC

BD
CRD#: 46003
NEW YORK, NY
Past

February 26, 1999 - March 15, 2002

CORINTHIAN PARTNERS, L.L.C.

BD
CRD#: 38912
NEW YORK, NY
Past

July 1, 1998 - January 22, 1999

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY
Past

December 1, 1997 - May 21, 1998

OPPENHEIMER & CLOSE, INC.

BD
CRD#: 15168
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
C. J. LAWRENCE INC. | DEUTSCHE MORGAN GRENFELL/C. J. LAWRENCE INC. | DEUTSCHE MORGAN GRENFELL INC. | DEUTSCHE BANK SECURITIES INC. | DEUTSCHE BANC ALEX. BROWN INC. | CYRUS J. LAWRENCE INCORPORATED | C.J. LAWRENCE/DEUTSCHE BANK SECURITIES CORPORATION | C.J. LAWRENCE, MORGAN GRENFELL INC.

CRD#: 2525 / SEC#: 801-9638, 8-17822

RIA
Registered Investment Advisory firm - SEC (11/12/1973 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/11/2021)
RR
New York
(1/21/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/4/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/15/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/28/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 12
Date: 6/26/2006
NYSE Branch Manager Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/20/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/25/2001
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/2/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
C. J. LAWRENCE INC. | DEUTSCHE MORGAN GRENFELL/C. J. LAWRENCE INC. | DEUTSCHE MORGAN GRENFELL INC. | DEUTSCHE BANK SECURITIES INC. | DEUTSCHE BANC ALEX. BROWN INC. | CYRUS J. LAWRENCE INCORPORATED | C.J. LAWRENCE/DEUTSCHE BANK SECURITIES CORPORATION | C.J. LAWRENCE, MORGAN GRENFELL INC.

CRD#: 2525 / SEC#: 801-9638, 8-17822

RIA
Registered Investment Advisory firm - SEC (11/12/1973 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 Columbus Circle, New York, NY 10019
Mailing Address
1 Columbus Circle, New York, NY 10019
Phone number
(212) 250-2500
Established
Delaware since 12/29/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,788

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

DBSI RESEARCH SERVICES (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
DB U.S. FINANCIAL MARKETS HOLDING CORPORATIONSTOCKHOLDER
LEONARD, CHRISTOPHERCHIEF EXECUTIVE OFFICER & PRESIDENT5748580
MASSARO, TIBERIODIRECTOR/CHIEF FINANCIAL OFFICER/FINOP1847137
NAPPER, GLEENNIA TCHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER6161268
PETRUCCELLI, DOMINICK IIICHIEF RISK OFFICER8018800
SANTORE, DAVIDCHIEF LEGAL OFFICER7987270
STUCCHIO, ANTHONYCHIEF OPERATIONS OFFICER AND DIRECTOR2198592
TIGER, SEBASTIAN BENJAMINCHIEF COMPLIANCE OFFICER2266287

Disclosures

Regulatory Event291
Civil Event3
Arbitration13

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525Jacksonville, FL 32256

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