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Fredericia Joyce Brant

CRD# 2893512·Registered 1998 - 2004
Previously Registered: Being a previously registered professional could mean that Fredericia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fredericia Joyce Brant, who also goes by Freddi Craig, Fredericia J Craig, Fredericia Joyce Craig, Freddi Poorman, Fredericia Joyce Poorman, was a registered financial advisor. Fredericia was a previously registered financial professional and started their career in finance 1998 - 2004. Fredericia had worked at 4 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Freddi Craig, Fredericia J Craig, Fredericia Joyce Craig, Freddi Poorman, Fredericia Joyce Poorman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

K. W. CHAMBERS & CO.·CRD# 1432
BD
Clayton, MO
March 2, 2004 - November 4, 2004
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
New York, NY
July 12, 2000 - March 11, 2004
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
July 1, 1999 - May 31, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
July 30, 1998 - June 29, 2000

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Current Firm

KW
K. W. CHAMBERS & CO.

K. W. CHAMBERS & CO.

CRD#: 1432 / SEC#: 8-10533
BD
Terminated by SEC on 02/08/2025

Contact Information

Established

Missouri since 02/09/1962

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CHAMBERS, ROBERT LEWISDIRECTOR,CROP,SROP,CEO1231649
LITTLE, LARRY DAVIDDIRECTOR310906
OVERSCHMIDT, GREG ALFREDPRESIDENT, DIRECTOR1160877
O'CONNELL, CHRISTOPHER CORYCHIEF COMPLIANCE OFFICER, SECRETARY5008251
THOMAS, KAREN LEEFINANCIAL/OPERATIONS PRINCIPAL1970467

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1998About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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