Fredericia J. Brant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredericia Joyce Brant, who also goes by Freddi Craig, Fredericia J Craig, Fredericia Joyce Craig, Freddi Poorman, Fredericia Joyce Poorman, was a registered financial professional .
Fredericia is a previously registered financial professional and started their career in finance in 1998. Fredericia had worked at 4 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2004 - November 4, 2004
K. W. CHAMBERS & CO.
July 12, 2000 - March 11, 2004
PARK AVENUE SECURITIES LLC
July 1, 1999 - May 31, 2000
ROBERT W. BAIRD & CO. INCORPORATED
July 30, 1998 - June 29, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
K. W. CHAMBERS & CO.
CRD#: 1432 / SEC#: , 8-10533
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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