Greg Alfred Overschmidt
Professional Summary
Greg Alfred Overschmidt is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in Saint Louis, Missouri and HUNTLEIGH SECURITIES CORPORATION located in St. Louis, Missouri. Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Greg has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 62, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
Contact Information
Main Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105Phone Number
(314) 236-2400# of Employees
55SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,838AUM (Assets Under Management)
$781,786,950Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
State Registrations and Notice Filings
(6/21/2019)
(12/11/2023)
(5/14/2019)
(10/20/2025)
(1/14/2021)
(7/12/2019)
(9/10/2019)
(5/26/2020)
(5/13/2019)
(1/8/2021)
(3/26/2021)
(5/9/2019)
(3/22/2021)
(1/3/2025)
(7/25/2019)
(6/2/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Feb 1993Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1983About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 1986About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Greg Alfred Overschmidt's CRS (Customer Relationship Summary).
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