AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DG

Daniel Martin Glauberman

ALTERNA SECURITIES
MONTEVIDEO,
·CRD# 2893374·29 years experience

Professional Summary

Daniel Martin Glauberman is a registered financial advisor currently at ALTERNA SECURITIES, INC.. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
View profile
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
SK
Scott Benjamin Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
SK
Scott Benjamin Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
SK
Scott Benjamin Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Years of Experience

29 years in the financial services industry

Current & Past Employments

ALTERNA SECURITIES, INC.·CRD# 41139
BD
Ruta 8 Km 17.500 Zona America Edificio 200, Suite 208, Montevideo 91600
July 10, 2017 - Present
BARCLAYS CAPITAL INC.·CRD# 19714
BD
Buenos Aires
September 22, 2008 - June 29, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
Buenos Aires
July 8, 1997 - September 22, 2008

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
SK
Scott Benjamin Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Current Firm

AS
ALTERNA SECURITIES, INC.

ACTINVER SECURITIES, INC. | ALTERNA SECURITIES, INC.

CRD#: 41139 / SEC#: 8-49311
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2800 Post Oak Blvd Suite 6300, Houston, TX 77056

Mailing Address

2800 Post Oak Blvd Suite 6300, Houston, TX 77056

Phone Number

(713) 885-9843

Established

Delaware since 11/10/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTERNA HOLDINGS, INC.SHAREHOLDER—
DE LEON, PATRICIACOMPLIANCE OFFICER5316157
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
MAZA, FRANCISCO XAVIERPRESIDENT/CEO/CROP/SROP2786574
NUNN, RICHARD ANDREWFINOP1016528

Disclosures

Regulatory Event

3

Arbitration

1

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
SK
Scott Benjamin Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
SK
Scott Benjamin Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2003About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Oct 2006About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
SK
Scott Benjamin Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Daniel Martin Glauberman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Nicole Marie Amore
Nicole Marie Amore

PARALLEL ADVISORS, LLC

WOOD DALE, IL · CRD#
Amanda R Henevoy
Amanda R Henevoy

EDWARD JONES

CORVALLIS, OR · CRD#
SK
Scott Benjamin Kamenir

WAYPOINT INTELLIGENCE, LLC

CHAGRIN FALLS, OH · CRD#
JM
James Mcdonough

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
DG
Follow Daniel
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required