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DG

Daniel M. Glauberman

ALTERNA SECURITIES
Montevideo, 91600
Some features on this profile are disabled
CRD#: 2893374
DG

Professional summary

Daniel Martin Glauberman is a registered financial professional currently at ALTERNA SECURITIES, INC. .

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Martin Glauberman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2017 - Present

ALTERNA SECURITIES, INC.

Office #1: Ruta 8 Km 17.500 Zona America Edificio 200, Suite 208, Montevideo 91600
BD
CRD#: 41139
Montevideo,
Past

September 22, 2008 - June 29, 2009

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
BUENOS AIRES,
Past

July 8, 1997 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
BUENOS AIRES,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/5/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/13/2006
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALTERNA SECURITIES, INC.
ACTINVER SECURITIES, INC. | ALTERNA SECURITIES, INC.

CRD#: 41139 / SEC#: , 8-49311

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Mailing Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Phone number
(713) 885-9843
Established
Delaware since 11/10/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTERNA HOLDINGS, INC.SHAREHOLDER
DE LEON, PATRICIACOMPLIANCE OFFICER5316157
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
MAZA, FRANCISCO XAVIERPRESIDENT/CEO/CROP/SROP2786574
NUNN, RICHARD ANDREWFINOP1016528

Disclosures

Regulatory Event3
Arbitration1

Red Flags

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Company Information

ALTERNA SECURITIES, INC.

CRD#: 41139Montevideo 91600

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