MM
Martin J. Murrell
CETERA INVESTMENT ADVISERS LLC
DEWITT, IA 52742
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CRD#: 2893353
MM
Professional summary
Martin Jay Murrell is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dewitt, Iowa and CETERA WEALTH SERVICES, LLC located in Wilton, Iowa.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Martin has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. APPOINTED AS TREASURER FOR CLINTON COUNTY CONSERVATION FOUNDATION BEGINNING 9/07. DUTIES INCLUDE ASSISTING CLINTON COUNTY CONSERVATION BOARD IN RAISING FUNDS, MAINTAIN, RECORD, AND REPORT FINANCES ON FOUNDATION. NO FUNDS WILL BE INVESTED. 2. ALL ANNUITY AND LIFE INSURANCE BUSINESS DONE THROUGH ADVISORNET INSURANCE. SOLICITS AND SELLS FIXED INSURANCE AND ANNUITY PRODUCTS (LIFE, HEALTH, DI, ANNUITIES, LTC). 3. NAME OF OTHER BUSINESS: DEWITT BANK & TRUST CO. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISER START DATE: N/A APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SERVES AS A FINANCIAL ADVISER and Insurance Officer LOCATED IN THE BANK; 4. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
CRS (Client Relationship Summary) - RIA
Click below to view Martin Jay Murrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 815 6th Ave, Dewitt, IA 52742Office #2: 618 W. 5th Street, Wilton, IA 52778RIA
CRD#: 105644
DEWITT, IA
Current
August 28, 2000 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 618 W. 5th Street, Wilton, IA 52778Office #2: 815 6th Ave, Dewitt, IA 52742BD
CRD#: 13572
Wilton, IA
Past
November 22, 2000 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
June 20, 1997 - October 2, 2000
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2004)
RR
California(1/3/2005)
RR
Colorado(10/2/2001)
RR
Florida(8/28/2000)
RR
Georgia(1/4/2021)
RR
Idaho(1/3/2015)
RR
Illinois(8/28/2000)
RR
Indiana(11/22/2016)
RR
Iowa(8/28/2000)
IAR
Iowa(6/29/2023)
RR
Kansas(3/22/2022)
RR
Kentucky(4/15/2025)
RR
Michigan(6/26/2008)
RR
Minnesota(4/12/2023)
RR
Missouri(1/3/2005)
RR
Nebraska(6/13/2018)
RR
Nevada(3/1/2017)
RR
North Carolina(1/3/2023)
RR
Oregon(11/2/2011)
RR
South Carolina(9/17/2019)
RR
South Dakota(11/19/2021)
RR
Texas(8/28/2000)
IAR
Texas(6/29/2023)
RR
Utah(5/15/2022)
RR
Washington(4/6/2020)
RR
Wisconsin(11/5/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
