JM
Jason J. Metzger
EAGLE STRATEGIES LLC
SIOUX FALLS, SD 57108
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CRD#: 2893148
JM
Professional summary
Jason Jeffery Metzger is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Sioux Falls, South Dakota and NYLIFE SECURITIES LLC located in Sioux Falls, South Dakota.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Alaska Life Health Insurance Guaranty Association; Guaranty associations are state-sanctioned, nonprofit organizations that insure consumers in the unlikely event that their insurance companies fail and default on their payments.; 1007 W 3rd Ave, Anchorage, AK 99501; Start Date 06/2020; Role/Title: Board Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours; Under the Act creating AKLHIGA, it is governed by a board of governors who are elected by the member insurers. The member company elected to the board designates a person to be its representative, i.e., "live" person through whom a board member acts. NYL, who has been an AKLHIGA board member since the early 2000's, has designated you as its representative. As a board member, you will be asked to participate in the decisions that need to be made at a board level to ensure AKLIHGA is fulfilling its statutory obligations under the Act. That typically involves reviewing proposals as to how AKLHIGA will meeting its obligations when a member insurer is declared insolvent and is liquidated, as well as participating in the general operation of the Association. Typically I will brief the board on an issue, make recommendations, and then the board determines how it wants to proceed]
CRS (Client Relationship Summary) - RIA
Click below to view Jason Jeffery Metzger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 5101 S. Nevada Ave Suite 200, Sioux Falls, SD 57108RIA
CRD#: 110826
SIOUX FALLS, SD
Current
October 5, 1998 - Present
NYLIFE SECURITIES LLC
Office #1: 6101 E. Silver Maple Circle, Sioux Falls, SD 57110BD
CRD#: 5167
SIOUX FALLS, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(5/25/2023)
RR
Minnesota(6/7/2023)
RR
Nebraska(6/1/2023)
RR
North Dakota(7/3/2023)
RR
South Dakota(5/12/2023)
IAR
South Dakota(7/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
