JH
James L. Hager
ONEDIGITAL
APEX, NC 27502
Some features on this profile are disabled
CRD#: 2892679
JH
Professional summary
James Lester Hager JR, CFP®, who also goes by James Lester Hager, Jay Hager, is a registered financial advisor currently at ONEDIGITAL located in Apex, North Carolina and OSAIC WEALTH, INC. located in Apex, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. James has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Lester Hager | Jay Hager
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE SALES AND SERVICE; INVESTMENT RELATED; 2021 SHEPHERDS VINEYARD DR STE 100 APEX, NC 27502; SALES AND SERVICE OF NON-VARIABLE INSURANCEPRODUCTS; AGENT; 07/25/1997; 10 HRS/MONTH; 10 HRS DURING TRADING; SALES AND SERVICE OF NON-VARIABLE INSURANCE PRODUCTS 2. HAGER FINANCIAL; INVESTMENTRELATED; 111 DUNDEE CT, CARY NC 27511; S CORP FOR LIMITED LIABILITY BENEFITS; OWNER; S CORP; 1/2013; 5 HRS/MONTH; 5 HOURS DURING TRADING; S CORP TO ALLOW THEPROTECTION OF LIMITED LIABILITY BUT DIRECT FLOW THROUGH OF PROFITS AND LOSSES 3. JAMES L. HAGER JR; NOT INVESTMENT RELATED; SHEPARD MOUNTAIN ROAD,SANDSTONE, WV 25985; LAND OWNERSHIP FOR SALE OF TIMBER; 3/2017; 1 HR/MONTH; 0 HOURS DURING TRADING; PURCHASED RAW LAND IN WV TO SELL TIMBER ON THE LAND IN 2017 4. FINANCIAL STRATEGIES GROUP; INVESTMENT RELATED; 2021 SHEPHERDS VINEYARD DR STE 100 APEX, NC 27502; SHELL COMPANY; ADVISOR; OWNER; 5/2016; 0HRS/MONTH; 0 HOURS DURING TRADING; ALL MANAGEMENT AND FINANCIAL DUTIES 5. FIXED AND INDEXED ANNUITY SALES AND SERVICE; INVESTMENT RELATED; 2021SHEPHERDS VINEYARD DR STE 100 APEX, NC 27502; SALES AND SERVICE OF FIXED AND INDEXED ANNUITIES THROUGH IMO, HIGHLAND CAPITAL; 9/2020; 10 HRS/MONTH; 10 HOURSDURING TRADING; SALES AND SERVICE OF FIXED AND INDEXED ANNUITIES THROUGH IMO, HIGHLAND CAPITAL 6. JSEA 2021 SV LLC; INVESTMENT RELATED; 111 DUNDEE COURT,CARY, NC 27511; COMMERCIAL REAL ESTATE PROPERTY OWNERSHIP; 8/2022; 3 HRS/MONTH; 0 HOURS DURING TRADING; PURCHASE AND OWNERSHIP OF A COMMERCIAL REALESTATE BUILDING THAT IS USED AS THE PRIMARY PLACE OF BUSINESS
CRS (Client Relationship Summary) - RIA
Click below to view James Lester Hager JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
April 9, 2025 - Present
ONEDIGITAL
Office #1: 2021 Shepards Vineyard Drive Suite 100, Apex, NC 27502RIA
CRD#: 106766
APEX, NC
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2021 Shepherds Vineyard Dr Ste 100, Apex, NC 27502RIA
BD
CRD#: 23131
Apex, NC
Past
June 14, 2024 - April 1, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
May 20, 2016 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
Cary, NC
Past
May 20, 2016 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Apex, NC
Past
April 14, 2009 - June 6, 2016
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CARY, NC
Past
February 11, 2004 - December 31, 2008
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CARY, NC
Past
February 9, 2004 - June 6, 2016
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CARY, NC
Past
June 27, 2002 - February 10, 2004
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
RALEIGH, NC
Past
June 5, 2001 - February 10, 2004
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 5, 2001 - February 10, 2004
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
July 5, 2000 - June 1, 2001
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
April 12, 2000 - June 30, 2000
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
October 7, 1999 - April 10, 2000
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
January 1, 1999 - January 20, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
July 30, 1997 - October 12, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
Registered Investment Advisory firm - (1/22/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2024)
RR
Arkansas(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Idaho(6/14/2024)
RR
Kentucky(6/14/2024)
RR
Maine(6/14/2024)
RR
Maryland(6/14/2024)
RR
Massachusetts(6/14/2024)
RR
Michigan(6/14/2024)
RR
Nevada(1/10/2025)
RR
New Hampshire(6/14/2024)
RR
New Jersey(6/14/2024)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
IAR
North Carolina(4/9/2025)
RR
Oregon(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Tennessee(6/14/2024)
RR
Texas(8/29/2024)
IAR
Texas(4/9/2025)
RR
Utah(9/11/2024)
RR
Virginia(6/14/2024)
RR
Washington(6/14/2024)
RR
West Virginia(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
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Contact information
Main Address
11101 Switzer Road Suite 200, Overland Park, KS 66210
Mailing Address
Phone number
(877) 742-2021
Established
Firm type
Fiscal year end
# of Employees
610
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,423 |
| AUM (Assets Under Management) | $ 142,602,344,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 08/27/2024 | ||
| 10/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEDIGITAL
CRD#: 106766Apex, NC 27502TRUST BUT VERIFY
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