DC
David M. Clayman
TWELVE POINTS WEALTH MANAGEMENT
Concord, MA 01742
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CRD#: 2892042
DC
Professional summary
David Matthew Clayman, AIF®, CPWA®, who also goes by David M Clayman, is a registered financial advisor currently at TWELVE POINTS WEALTH MANAGEMENT located in Concord, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 4 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David M Clayman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Funded & Final LLC; Investment related: No; Location: 874 W Panorama Way Guntersville, AL; Description: Car collection of 4 friends.; Position Title: Member; Responsibilities Duties: Meeting capital calls, if any.; Start date: 2022-01-27; Hours during trading hours: 0; Hours outside trading hours: 1 2) USA 500 Clubs Inc.; Investment related: No; Location: PO Box 812578 Wellesley MA 02482 USA; Description: Minority ownership of a networking group that was first approved when Twelve Points was founded in 08/2014.; Position Title: Minority Owner; Responsibilities Duties: Annual meeting once per year; Start date: 2014-05-31; Hours per month during trading hours: 0; Hours per month outside trading hours: .2; Percentage of total yearly compensation expected to be derived from the business: .5 3) Legacy Advisors Network; Investment related: No; Location: 1116 Vista Park Drive, Suite A, Forest, VA 24551 USA; Description: Advisory firm collaboration network; Position Title: Owner; Responsibilities Duties: Help guide the organization, recruit members; Start date: 2024-02-24; Hours per month during trading hours: 1%; Hours per month outside trading hours: 1%; Percentage of total yearly compensation expected to be derived from the business: 1%
CRS (Client Relationship Summary) - RIA
Click below to view David Matthew Clayman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2017-02-09
Expire date: 2023-01-31
Experience
Current
July 21, 2014 - Present
TWELVE POINTS WEALTH MANAGEMENT
Office #1: 9 Pond Lane Suite 3a, Concord, MA 01742RIA
CRD#: 171107
Concord, MA
Past
November 29, 2010 - June 2, 2014
MORGAN STANLEY
RIA
CRD#: 149777
WALTHAM, MA
Past
June 1, 2009 - June 2, 2014
MORGAN STANLEY
BD
CRD#: 149777
WALTHAM, MA
Past
January 16, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WALTHAM, MA
Past
December 22, 1997 - January 27, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TWELVE POINTS WEALTH MANAGEMENT
TWELVE POINTS RETIREMENT ADVISORS | TWELVE POINTS WEALTH MANAGEMENT LLC | TWELVE POINTS WEALTH MANAGEMENT
CRD#: 171107 / SEC#: 801-108967
RIA
Registered Investment Advisory firm - (1/23/2017 Approved)Massachusetts
Registered Investment Advisory firm - (1/26/2017 Terminated)New Hampshire
Registered Investment Advisory firm - (2/21/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(11/20/2024)
IAR
Massachusetts(7/21/2014)
IAR
New Hampshire(4/4/2016)
IAR
Texas(12/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TP
TWELVE POINTS WEALTH MANAGEMENT
TWELVE POINTS RETIREMENT ADVISORS | TWELVE POINTS WEALTH MANAGEMENT LLC | TWELVE POINTS WEALTH MANAGEMENT
CRD#: 171107 / SEC#: 801-108967
RIA
Registered Investment Advisory firm - (1/23/2017 Approved)Massachusetts
Registered Investment Advisory firm - (1/26/2017 Terminated)New Hampshire
Registered Investment Advisory firm - (2/21/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9 Pond Lane Suite 3a, Concord, MA 01742
Mailing Address
Phone number
(978) 318-9500
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,586 |
| AUM (Assets Under Management) | $ 1,701,535,494 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/25/2025 | ||
| 09/25/2024 |
Red Flags
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Company Information
TWELVE POINTS WEALTH MANAGEMENT
CRD#: 171107Concord, MA 01742TRUST BUT VERIFY
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