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JW

Jacob Wood

IMST DISTRIBUTORS
Los Angeles, CA 90025
Some features on this profile are disabled
CRD#: 2891661
JW

Professional summary


Jacob Wood, CIMA®, who also goes by Jacob Wood Meinstein, Jacob Meinstein Wood, is a registered financial professional currently at IMST DISTRIBUTORS, LLC located in Los Angeles, California.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 1997. Jacob has worked at 16 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jacob Wood Meinstein | Jacob Meinstein Wood

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jacob Wood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Experience


Current

June 18, 2020 - Present

IMST DISTRIBUTORS, LLC

Office #1: 11601 Wilshire Blvd 25th Floor, Los Angeles, CA 90025
BD
CRD#: 130745
Los Angeles, CA
Past

April 7, 2017 - April 22, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
SANTA MONICA, CA
Past

April 5, 2017 - May 21, 2020

WILSHIRE ASSOCIATES INCORPORATED

RIA
CRD#: 6210
Santa Monica, CA
Past

December 21, 2015 - November 9, 2016

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
el segundo, CA
Past

December 21, 2015 - November 9, 2016

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
EL SEGUNDO, CA
Past

December 21, 2015 - December 14, 2016

LEGEND EQUITIES CORPORATION

BD
CRD#: 30999
El Segundo, CA
Past

December 21, 2015 - February 14, 2017

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
EL SEGUNDO, CA
Past

December 21, 2015 - February 14, 2017

GIRARD SECURITIES, INC.

BD
CRD#: 18697
EL SEGUNDO, CA
Past

December 21, 2015 - February 14, 2017

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
El Segundo, CA
Past

December 21, 2015 - February 14, 2017

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
EL SEGUNDO, CA
Past

December 21, 2015 - February 14, 2017

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
EL SEGUNDO, CA
Past

December 21, 2015 - February 14, 2017

CETERA ADVISORS LLC

BD
CRD#: 10299
EL SEGUNDO, CA
Past

December 21, 2015 - February 14, 2017

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

December 7, 2015 - February 14, 2017

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

August 14, 2013 - June 12, 2014

CHRISTOPHER WEIL & COMPANY, INC.

RIA
CRD#: 22090
SAN DIEGO, CA
Past

August 13, 2013 - June 12, 2014

CHRISTOPHER WEIL & COMPANY, INC.

BD
CRD#: 22090
SAN DIEGO, CA
Past

June 1, 2009 - December 21, 2011

MORGAN STANLEY

RIA
CRD#: 149777
PURCHASE, NY
Past

June 1, 2009 - December 21, 2011

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

April 27, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

July 8, 1998 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 25, 1997 - May 28, 1998

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/18/2020)
RR
Arizona
(1/3/2023)
RR
California
(6/18/2020)
RR
Hawaii
(6/18/2020)
RR
Nevada
(1/3/2023)
RR
Oregon
(6/18/2020)
RR
Washington
(6/18/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 5/22/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ID
IMST DISTRIBUTORS, LLC
FORESIDE DISTRIBUTION PARTNERS, LLC | PNC FUND DISTRIBUTOR, LLC | PNC FUND DISTRIBUTOR, INC. | MERCANTILE INVESTMENT SERVICES, INC. | IMST DISTRIBUTORS, LLC

CRD#: 130745 / SEC#: , 8-66389

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENECHIEF COMPLIANCE OFFICER / VP / TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IMST DISTRIBUTORS, LLC

CRD#: 130745Los Angeles, CA 90025

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