Roberto L. Lizama

ROSE CAPITAL ADVISORS

MIAMI BEACH, FL 33139

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CRD#: 2890871

Professional summary

Roberto Luis Lizama is a registered financial advisor currently at ROSE CAPITAL ADVISORS, LLC located in Miami Beach, Florida and SAXONY SECURITIES, INC. located in Miami Beach, Florida.

Roberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Roberto has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Wealth Capital Partners, LLC, DBA for investment-related activities. 2)MSP Recovery, LLC; non-investment related, 3701 S. Le Jeune Road, 10th Floor, Coral Gables, FL 33134, Manager, Started on Feb. 21st, 2017, 140 hours per month, 100 hours during trading, duties include overseeing data onboarding and data analysis for Medicare and Medicaid Secondary Pager recoveries. 3)Independent Licensed Insurance Agent; Miami, FL; Life including Variable annuities licensed 4) Amazil Co., 2701 S LeJeune Road 10th Floor, Coral Gables FL. 33134, LLC established to receive payments from OBA position with MSP Recovery., Payments stopped in 2022 when employment status changed from 1099 to a W2 employee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Luis Lizama's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2020 - Present

ROSE CAPITAL ADVISORS, LLC

Office #1: 119 Washington Avenue Suite 400, Miami Beach, FL 33139

RIA

CRD#: 173054

MIAMI BEACH, FL

Current

January 3, 2020 - Present

SAXONY SECURITIES, INC.

Office #1: 119 Washington Avenue Suite 400, Miami Beach, FL 33139

CRD#: 115547

MIAMI BEACH, FL

Past

September 23, 2016 - October 3, 2019

INVESTMENT PLACEMENT GROUP

CRD#: 14458

Miami, FL

Past

September 14, 2016 - October 3, 2019

IPG INVESTMENT ADVISORS, LLC

RIA

CRD#: 152990

MIAMI, FL

Past

February 12, 2015 - September 13, 2016

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

Miami, FL

Past

January 21, 2015 - September 13, 2016

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

Miami, FL

Past

August 10, 2006 - January 26, 2015

DOMINICK & DICKERMAN LLC

RIA

CRD#: 7344

MIAMI, FL

Past

September 1, 2004 - January 26, 2015

DOMINICK & DICKERMAN LLC

CRD#: 7344

MIAMI, FL

Past

June 20, 2003 - September 2, 2004

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

KINGSTON, PA

Past

July 10, 1997 - June 25, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MIAMI, FL

Past

July 7, 1997 - June 25, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSE CAPITAL ADVISORS, LLC

ROSE CAPITAL ADVISORS, LLC | WEALTH CAPITAL PARTNERS | TANDRAGEE GLOBAL ADVISORS | SULZBERGER CAPITAL ADVISORS

CRD#: 173054 / SEC#: 801-80385

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/3/2020)

IAR

Florida
(4/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/13/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/3/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ROSE CAPITAL ADVISORS, LLC

ROSE CAPITAL ADVISORS, LLC | WEALTH CAPITAL PARTNERS | TANDRAGEE GLOBAL ADVISORS | SULZBERGER CAPITAL ADVISORS

CRD#: 173054 / SEC#: 801-80385

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

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Contact information

Main Address

119 Washington Avenue Suite 400, Miami Beach, FL 33139

Mailing Address

Phone number

(305) 534-7673

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSE FORM ADV PART 2 WRAP FEE BROCHURE (7/25/2025)

ROSE FORM ADV 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	911
AUM (Assets Under Management)	$ 663,626,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roberto L. Lizama

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Luis Lizama's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

INVESTMENT PLACEMENT GROUP

IPG INVESTMENT ADVISORS, LLC

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

DOMINICK & DICKERMAN LLC

DOMINICK & DICKERMAN LLC

FIRST SECURITY INVESTMENTS, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ROSE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2006

Series 63

Date: 7/16/1997

SIE

Date: 10/1/2018

Series 31

Date: 4/13/2000

Series 7

Date: 7/3/1997

FINRA

Current Firm

ROSE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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