Katherine M. Keppel

THE H GROUP

Salem, OR 97301

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CRD#: 2890615

Professional summary

Katherine Mary Keppel, CFP®, CLU®, who also goes by Kath Suchan, Katherine Mary Suchan, Kathy Suchan, is a registered financial advisor currently at THE H GROUP, INC. located in Salem, Oregon.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Katherine has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kath Suchan | Katherine Mary Suchan | Kathy Suchan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Mary Keppel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

CLU^®

Chartered Life Underwriter

Experience

Current

January 4, 2016 - Present

THE H GROUP, INC.

Office #1: 500 Liberty Street Se, Suite 310, Salem, OR 97301

RIA

CRD#: 106801

Salem, OR

Past

September 17, 2013 - December 16, 2015

JOURNEYTREE FINANCIAL ADVISORS

RIA

CRD#: 154618

EUGENE, OR

Past

February 28, 2012 - August 23, 2013

MCS FAMILY WEALTH ADVISORS

RIA

CRD#: 106327

EUGENE, OR

Past

September 21, 2010 - February 24, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

EUGENE, OR

Past

September 7, 2010 - February 24, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EUGENE, OR

Past

June 23, 2010 - September 7, 2010

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

EUGENE, OR

Past

June 15, 2010 - September 7, 2010

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

EUGENE, OR

Past

June 19, 2002 - June 17, 2010

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EUGENE, OR

Past

October 19, 2000 - June 17, 2010

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EUGENE, OR

Past

March 23, 2000 - September 26, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 26, 1999 - December 8, 1999

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE H GROUP, INC.

CRD#: 106801 / SEC#: 801-39523

RIA

Registered Investment Advisory firm - (7/18/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/31/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/23/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE H GROUP, INC.

CRD#: 106801 / SEC#: 801-39523

RIA

Registered Investment Advisory firm - (7/18/1991 Approved)

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Contact information

Main Address

3395 Sw Garden View Ave, Portland, OR 97225

Mailing Address

Phone number

(503) 292-5853

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE H GROUP, ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,849
AUM (Assets Under Management)	$ 580,107,747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katherine M. Keppel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Mary Keppel's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOURNEYTREE FINANCIAL ADVISORS

MCS FAMILY WEALTH ADVISORS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

THE H GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2002

Series 63

Date: 4/23/1999

Series 7

Date: 8/31/1999

Series 6

Date: 4/23/1999

Current Firm

THE H GROUP, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE H GROUP, INC.

TRUST BUT VERIFY

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