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KJ

Kamal (nmn) Jafarnia

M&CO. SECURITIES
NEW HOPE, PA
·CRD# 2890436·29 years experience

Professional Summary

Kamal (nmn) Jafarnia, who also goes by Kamal Jafarnia, is a registered financial advisor currently at M&CO. SECURITIES LLC located in New Hope, Pennsylvania. Kamal is registered as a RR (Registered Representative) and started their career in finance in 1997. Kamal has worked at 16 firms and has passed the Series 63, Series 65, Series 7TO, Series 79TO, Series 82TO, Series 99TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kamal Jafarnia

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

M&CO. SECURITIES LLC·CRD# 332390
BD
New Hope, PA
February 10, 2025 - Present
ALPHAMAX DISTRIBUTORS, L.L.C.·CRD# 8258
BD
New York, NY
October 13, 2018 - February 17, 2021
PROVASI CAPITAL PARTNERS LP·CRD# 119539
BD
Dallas, TX
January 8, 2018 - April 23, 2018
CAREY FINANCIAL, LLC·CRD# 15246
BD
New York, NY
November 4, 2014 - October 9, 2017
CHAUNER SECURITIES, INC.·CRD# 10075
BD
Northbrook, IL
September 11, 2014 - October 27, 2014
REALTY CAPITAL SECURITIES, LLC·CRD# 145454
BD
New York City, NY
December 19, 2008 - September 10, 2012
FB INCOME ADVISOR, LLC·CRD# 147049
RIA
Philadelphia, PA
May 23, 2008 - October 31, 2008
PROVASI CAPITAL PARTNERS LP·CRD# 119539
BD
Addison, TX
June 30, 2006 - March 4, 2008
CNL FUND ADVISORS COMPANY·CRD# 107117
RIA
Orlando, FL
November 9, 2004 - November 26, 2007
CNL INSTITUTIONAL ADVISORS, INC.·CRD# 128972
RIA
Orlando, FL
October 5, 2004 - December 31, 2005
CNL SECURITIES CORP.·CRD# 10356
BD
Orlando, FL
October 5, 2004 - June 16, 2006
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Las Vegas, NV
May 20, 2004 - September 17, 2004
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 18, 2004 - September 17, 2004
ESSENTIAL SECURITIES, INC.·CRD# 122931
BD
Las Vegas, NV
February 7, 2003 - February 3, 2004
ESSENTIAL ADVISORS, INC.·CRD# 119247
RIA
Las Vegas, NV
July 10, 2002 - April 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 25, 1998 - September 15, 2000
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
May 27, 1997 - March 11, 1998
MSI FINANCIAL SERVICES, INC.·CRD# 14251
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Springfield, MA
May 27, 1997 - March 11, 1998

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Current Firm

MS
M&CO. SECURITIES LLC

M&CO. SECURITIES LLC

CRD#: 332390 / SEC#: 8-71260
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

Providence Hall At Old Parkland East 4030 Maple Avenue, Suite 460, Dallas, TX 75219

Mailing Address

Providence Hall At Old Parkland East 4030 Maple Avenue, Suite 460, Dallas, TX 75219

Phone Number

(214) 432-7745

Established

Delaware since 06/14/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MACK & CO., LLCMEMBER—
JAFARNIA, KAMAL (NMN)DESIGNATED PRINCIPAL2890436
ZACK, RICHARD LEWISCEO/MANAGER/CCO/CFO/FINOP/AML OFFICER/PFO/POO2651386

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(5/15/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2025About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1998About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2023About the Series 79TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Mar 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Mar 2023About the Series 99TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2022About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1997About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kamal (nmn) Jafarnia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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