Brigitte J. Lackey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brigitte Jeanne Lackey, who also goes by Brigitte Jeanne Austin, Brigitte Jeanne Tierney, was a registered financial professional .
Brigitte is a previously registered financial professional and started their career in finance in 1997. Brigitte had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2015 - September 5, 2019
SOUTHEAST INVESTMENTS, N.C., INC.
September 15, 2003 - April 6, 2015
EQUITY SERVICES, INC.
January 19, 2001 - September 16, 2003
SENTINEL FINANCIAL SERVICES COMPANY
June 11, 1997 - January 19, 2001
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
