EM
Edward S. Monaghan
CAPITAL INVESTMENT ADVISORY SERVICES
WILSON, NC 27893
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CRD#: 2890309
EM
Professional summary
Edward Scott Monaghan is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Wilson, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Wilson, North Carolina.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Edward has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RIVERLAB FARMS, LLC. MANAGER. 5650 THOMPSON CHAPEL CHURCH RD, WILSON, NC 27896. FARM LAND OPERATION AND TIMBER MANAGEMENT. 0-2 HRS/WEEK, 0 DURING NORMAL TRADING HOURS. NOT INVESTMENT RELATED. 2. KELBO FARMS, LLC. MANAGER. 5650 THOMPSON CHAPEL CHURCH RD, WILSON, NC 27896. FARM LAND OPERATION AND TIMBER MANAGEMENT. 0-2 HRS/WEEK, 0 DURING NORMAL TRADING HOURS. NOT INVESTMENT RELATED. 3. BRENTWOOD OFFICE PARK POA. TREASURER AND SECRETARY. 2860 WARD BLVD, STE E, WILSON, NC. TREASURER ROLE INCLUDES COMPENSATING SERVICE PROVIDERS OF THE OFFICE PARK AND MAINTAINING A BANK ACCOUNT. SECRETARY ROLE INCLUDES COMMUNICATING INFORMATION TO THE BOARD AS NEEDED. STARTED 4/2021. 1 HR/WK, 0 HR DURING NORMAL TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Scott Monaghan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2017 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 2860-e Ward Blvd, Wilson, NC 27893RIA
CRD#: 149124
WILSON, NC
Current
April 21, 2017 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 2860-e Ward Blvd, Wilson, NC 27893Office #2: 171 N. Winstead Avenue, Rocky Mount, NC 27804BD
CRD#: 14752
Wilson, NC
Past
July 14, 2006 - April 26, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WILSON, NC
Past
June 7, 2001 - April 26, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WILSON, NC
Past
April 27, 1998 - May 21, 2001
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
June 6, 1997 - April 29, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/21/2017)
RR
Georgia(4/21/2017)
RR
Michigan(6/24/2024)
RR
North Carolina(4/21/2017)
IAR
North Carolina(4/21/2017)
RR
South Carolina(6/28/2023)
RR
Tennessee(6/4/2024)
RR
Virginia(6/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
