Martin N. Holt
Professional summary
Martin Noonan Holt, who also goes by Martin N Holt, Martin Noonan Holt, Martin Holt, Marty Holt, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Highlands Ranch, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Martin has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 31, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martin Noonan Holt's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2019 - Present
EMPOWER ADVISORY GROUP, LLC
August 1, 2019 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 15, 2018 - February 13, 2019
J.P. MORGAN SECURITIES LLC
August 15, 2018 - February 13, 2019
J.P. MORGAN SECURITIES LLC
April 28, 2016 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
October 13, 2014 - March 8, 2018
SCOTTRADE, INC.
February 26, 2013 - October 29, 2014
MADDOCK FINANCIAL, LLC
June 19, 2008 - February 6, 2013
SCOTTRADE, INC.
March 31, 2004 - February 6, 2007
INTEGRATED CONCEPTS INC
May 24, 1999 - February 11, 2004
CHARLES SCHWAB & CO., INC.
March 3, 1999 - February 11, 2004
CHARLES SCHWAB & CO., INC.
March 26, 1998 - October 21, 1998
MORGAN STANLEY DW INC.
May 29, 1997 - March 9, 1998
IDS LIFE INSURANCE COMPANY
May 29, 1997 - March 9, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
