Byung N. Kim

SIGFIG WEALTH MANAGEMENT LLC

San Francisco, CA 94103

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CRD#: 2890136

Professional summary

Byung Nam Kim is a registered financial advisor currently at SIGFIG WEALTH MANAGEMENT LLC located in San Francisco, California.

Byung is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Byung has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

29109 Talavera LLC, non investment related, address is 19360 Rinaldi St. STE 471, Porter Ranch, CA 91326, purpose is to hold second property, I am Partner and spend 5hrs/month all outside of trading hours KG Partners, Inc. non investment related, address is 19360 Rinaldi St. STE 471, Ranch, CA 91326, purpose is to hold restaurant business, I am Partner and spend 10hrs/moth all outside of trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byung Nam Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2017 - Present

SIGFIG WEALTH MANAGEMENT LLC

Office #1: 225 Valencia St, San Francisco, CA 94103

RIA

CRD#: 158823

San Francisco, CA

Past

February 9, 2006 - June 16, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 4, 2004 - February 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

November 6, 2002 - February 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 8, 1998 - March 23, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 25, 1998 - October 8, 1998

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

Past

October 6, 1997 - December 12, 1997

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

June 11, 1997 - October 2, 1997

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGFIG WEALTH MANAGEMENT LLC

SIG FIG WEALTH MANAGEMENT LLC | SIGFIG WEALTH MANAGEMENT LLC

CRD#: 158823 / SEC#: 801-72762

RIA

Registered Investment Advisory firm - (10/31/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 7/14/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 2/25/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/5/2002

General Securities Representative Examination

Current Firm

SIGFIG WEALTH MANAGEMENT LLC

SIG FIG WEALTH MANAGEMENT LLC | SIGFIG WEALTH MANAGEMENT LLC

CRD#: 158823 / SEC#: 801-72762

RIA

Registered Investment Advisory firm - (10/31/2011 Approved)

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Contact information

Main Address

2443 Fillmore Street Suite 380-1512, San Francisco, CA 94115

Mailing Address

Phone number

(855) 974-4344

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - CSB VERSION (3/7/2025)

ADV 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	93,977
AUM (Assets Under Management)	$ 2,972,742,497

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
08/27/2024	Cover Page	Report
10/30/2023	Cover Page	Report
11/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Byung N. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byung Nam Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITICORP SECURITIES, INC.

GOLDMAN SACHS & CO. LLC

CITICORP SECURITIES, INC.

Primary Firm SEC Registration

SIGFIG WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2017

Series 63

Date: 10/4/2002

Series 55

Date: 7/14/2003

Series 3

Date: 2/25/2003

Series 7

Date: 11/5/2002

Current Firm

SIGFIG WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SIGFIG WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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