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BK

Byung N. Kim

SIGFIG WEALTH MANAGEMENT
San Francisco, CA 94103
Some features on this profile are disabled
CRD#: 2890136
BK

Professional summary

Byung Nam Kim is a registered financial advisor currently at SIGFIG WEALTH MANAGEMENT LLC located in San Francisco, California.

Byung is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Byung has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byung Nam Kim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 23, 2017 - Present

SIGFIG WEALTH MANAGEMENT LLC

Office #1: 225 Valencia St, San Francisco, CA 94103
RIA
CRD#: 158823
San Francisco, CA
Past

February 9, 2006 - June 16, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 4, 2004 - February 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

November 6, 2002 - February 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 8, 1998 - March 23, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 25, 1998 - October 8, 1998

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY
Past

October 6, 1997 - December 12, 1997

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

June 11, 1997 - October 2, 1997

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SIGFIG WEALTH MANAGEMENT LLC
SIG FIG WEALTH MANAGEMENT LLC | SIGFIG WEALTH MANAGEMENT LLC

CRD#: 158823 / SEC#: 801-72762

RIA
Registered Investment Advisory firm - (10/31/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/23/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/23/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/4/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 7/14/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 2/25/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2002
General Securities Representative Examination

Current Firm

SW
SIGFIG WEALTH MANAGEMENT LLC
SIG FIG WEALTH MANAGEMENT LLC | SIGFIG WEALTH MANAGEMENT LLC

CRD#: 158823 / SEC#: 801-72762

RIA
Registered Investment Advisory firm - (10/31/2011 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2443 Fillmore Street Suite 380-1512, San Francisco, CA 94115
Mailing Address
Phone number
(855) 974-4344
Established
Firm type
Fiscal year end
# of Employees
96

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A - CSB VERSION (2/12/2026)
ADV 2A (2/12/2026)

Regulatory assets under management

Total Number of Accounts106,361
AUM (Assets Under Management)$ 3,580,832,476

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/29/2025
Cover Page
Report
08/27/2024
Cover Page
Report
10/30/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGFIG WEALTH MANAGEMENT LLC

CRD#: 158823San Francisco, CA 94103

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