PN
Philip D. Neville
WEALTH ADVISORS NETWORK
GREELEY, CO 80634-4813
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CRD#: 2890074
PN
Professional summary
Philip Dean Neville, CFP® is a registered financial advisor currently at WEALTH ADVISORS NETWORK, INC. located in Greeley, Colorado and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Greeley, Colorado.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Philip has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT, 5801 W 11TH ST, STE 300, GREELEY, CO, 6/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/YR - 10/TRADING. 2)BURKE FAMILY IRREVOCABLE TRUST, 5801 W. 11TH ST, STE. 300, GREELEY, CO 80634. BEGAN 6/2013 AS TRUSTEE. DEVOTES 1 HR/YR- 1 HR/TRADING. 3)DREYER FAMILY IRREVOCABLE TRUST, 5801 W. 11TH ST, STE. 300, GREELEY, CO 80634. BEGAN 6/2013 AS TRUSTEE. DEVOTES 1 HR/YR- 1 HR/TRADING. 4)WEALTH ADVISORS NETWORK INC, 5807 OSBORNE DR W, HASTINGS, NE, 6/2013, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5)PELICAN'S NEST HOMEOWNER'S ASSOC., 489 PELICAN COVE, WINDSOR, CO 80550. BEGAN 6/2013 AS TREASURER. DEVOTES 10 HR/YR- NONE DURING TRADING. NON-PROFIT. 6)POUDRE RIVER TRAIL CORRIDOR, INC. 1100 10TH ST, GREELEY, CO 80631. BEGAN 6/2013 AS BOARD MEMBER/ TREASURER. DEVOTES 12 HR/YR- NONE DURING TRADING. NON-PROFIT. 7)FIRST UNITED METHODIST CHURCH OF WINDSOR, 503 WALNUT ST, WINDSOR, CO 80550. BEGAN 6/2013 AS TREASURER. DEVOTES 1 HR/MO- NONE DURING TRADING. NON-PROFIT.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Dean Neville's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 25, 2007 - Present
WEALTH ADVISORS NETWORK, INC.
Office #1: 5801 West 11st Street, Suite 300, Greeley, CO 80634-4813RIA
CRD#: 113836
GREELEY, CO
Current
June 17, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 5801 West 11 St Ste 300, Greeley, CO 80634BD
CRD#: 39543
Greeley, CO
Past
January 1, 2002 - December 8, 2004
WEALTH ADVISORS NETWORK, INC.
RIA
CRD#: 113836
GREELEY, CO
Past
January 1, 1999 - January 31, 2007
WEALTH ADVISORS OF COLORADO, LLC
RIA
CRD#: 115129
GREELEY, CO
Past
January 1, 1999 - June 18, 2013
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
GREELEY, CO
Past
July 2, 1997 - June 17, 2013
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
GREELEY, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS NETWORK, INC.
BS&P WEALTH MANAGEMENT | WEALTH ADVISORS NETWORK, INC. | WEALTH ADVISORS - NEBRASKA, INC. | LAUREL VALLEY ADVISORS | CONTRYMAN WEALTH ADVISORS
CRD#: 113836 / SEC#: 801-112018
RIA
Registered Investment Advisory firm - (10/19/2017 Approved)Colorado
Registered Investment Advisory firm - (12/5/2017 Terminated)Nebraska
Registered Investment Advisory firm - (11/28/2017 Terminated)Texas
Registered Investment Advisory firm - (11/28/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/28/2022)
RR
Arizona(1/17/2018)
RR
California(9/2/2014)
IAR
Colorado(1/25/2007)
RR
Colorado(6/17/2013)
RR
Florida(6/4/2025)
RR
Illinois(8/11/2020)
RR
Nebraska(6/17/2013)
RR
Washington(8/28/2013)
RR
Wyoming(6/17/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTH ADVISORS NETWORK, INC.
BS&P WEALTH MANAGEMENT | WEALTH ADVISORS NETWORK, INC. | WEALTH ADVISORS - NEBRASKA, INC. | LAUREL VALLEY ADVISORS | CONTRYMAN WEALTH ADVISORS
CRD#: 113836 / SEC#: 801-112018
RIA
Registered Investment Advisory firm - (10/19/2017 Approved)Colorado
Registered Investment Advisory firm - (12/5/2017 Terminated)Nebraska
Registered Investment Advisory firm - (11/28/2017 Terminated)Texas
Registered Investment Advisory firm - (11/28/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Foundation Place Ste 100, Hastings, NE 68901
Mailing Address
Phone number
(402) 463-6769
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 788 |
| AUM (Assets Under Management) | $ 297,015,339 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH ADVISORS NETWORK, INC.
CRD#: 113836Greeley, CO 80634-4813TRUST BUT VERIFY
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