Robert William Briscoe
Professional Summary
Robert William Briscoe, who also goes by Rob Briscoe, is a registered financial advisor currently at SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa. Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 4 firms and has passed the Series 65, Series 7, Series 6, Series 53, Series 4, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rob Briscoe
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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Contact Information
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PRINCIPAL SECURITIES, INC.
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PRINCIPAL SECURITIES, INC.
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
SAMMONS FINANCIAL NETWORK, LLC
Contact Information
Main Address
8300 Mills Civic Parkway, West Des Moines, IA 50266Mailing Address
8300 Mills Civic Parkway, West Des Moines, IA 50266Phone Number
(855) 624-0180Established
Delaware since 06/09/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1997About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 1998About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert William Briscoe's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
