Carlos De Leon
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
SAN ANTONIO, TX
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CRD#: 2889616
Professional summary
Carlos De Leon, CFP®, who also goes by Carlos Deleon Jr, Carlos Deleon, Charlie Deleon Jr, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Antonio, Texas and FIDELITY BROKERAGE SERVICES LLC located in San Antonio, Texas.
Carlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Carlos has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
My planning process begins by helping clients identify their objectives to ultimately have them clearly articulate their goals. I then counsel them through the complexities of financial planning to help them build customized plans and manage risks. Finally, we meet regularly to verify that their plans remain consistent with their needs and preferences on an ongoing basis. I also rely on my teammates and business partners to help deliver responsive customer service when necessary.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Tax Planning
Insurance Planning
Investment Planning
Estate Planning
Retirement Income Management
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Carlos Deleon Jr | Carlos Deleon | Charlie Deleon Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Carlos De Leon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Education
University of Houston
B.A. - Political Science
1993
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 139 North Loop 1604 East Suite #103, San Antonio, TX 78232-1392RIA
CRD#: 104555
SAN ANTONIO, TX
Current
October 16, 1998 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 139 North Loop 1604 East, #103, San Antonio, TX 78232BD
CRD#: 7784
San Antonio, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAN ANTONIO, TX
Past
January 1, 1999 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAN ANTONIO, TX
Past
August 19, 1998 - October 7, 1998
U.S. GLOBAL BROKERAGE, INC.
BD
CRD#: 44721
SAN ANTONIO, TX
Past
November 3, 1997 - July 8, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
October 6, 1997 - November 7, 1997
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 6, 1997 - November 7, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2020)
RR
Arkansas(9/22/2025)
RR
California(1/3/2012)
RR
Colorado(6/4/2021)
RR
Connecticut(3/25/2023)
RR
District of Columbia(8/20/2024)
RR
Florida(7/29/2008)
RR
Georgia(1/3/2014)
RR
Illinois(1/3/2020)
RR
Indiana(8/20/2024)
RR
Louisiana(9/22/2025)
RR
Massachusetts(4/13/2023)
RR
Missouri(1/3/2020)
RR
Montana(7/19/2024)
RR
New Jersey(1/6/2023)
RR
New Mexico(2/13/2001)
RR
North Carolina(1/4/2019)
RR
Ohio(7/6/2017)
RR
Oklahoma(1/5/2018)
RR
Oregon(1/4/2025)
RR
Pennsylvania(3/25/2023)
RR
Rhode Island(1/6/2023)
RR
South Carolina(1/3/2020)
RR
Tennessee(1/3/2012)
RR
Texas(10/16/1998)
IAR
Texas(3/31/2025)
RR
Utah(2/1/2019)
RR
Virginia(3/1/2024)
RR
Washington(3/25/2023)
RR
Wisconsin(7/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555San Antonio, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
