CD
Christopher D. Dillon
CETERA INVESTMENT ADVISERS LLC
EDGEWATER, MD 21037
Some features on this profile are disabled
CRD#: 2889399
CD
Professional summary
Christopher Daniel Dillon SR, who also goes by Christopher Daniel Sr Dillon, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Edgewater, Maryland and CETERA FINANCIAL SPECIALISTS LLC located in Edgewater, Maryland.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Daniel Sr Dillon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: CHRISTOPHER DILLON CPA ;
INVESTMENT RELATED: NO ;
ADDRESS: 2979 SOLOMONS ISLAND RD, UNIT A2, EDGEWATER MD 21037 ;
NATURE OF BUSINESS: TAX AND ACCOUNTING ;
START DATE: 01/1994 ;
POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER ;
APX NUMBER OF HOURS PER WEEK: 40 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ;
BRIEF DESCRIPTION OF DUTIES: CPA, FINANCIAL STATEMENT TAX AND RETURN PREPERATION, ACCOUNTING SVCS
2) NAME OF OTHER BUSINESS: BCD PROPERTIES LLC ;
INVESTMENT RELATED: NO ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: COMMERCIAL RENTAL PROPERTY ;
START DATE: 07/2019 ;
POSITION/TITLE/RELATIONSHIP: OWNER / LLC MEMBER ;
APX NUMBER OF HOURS PER WEEK: MINIMAL ;
APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ;
BRIEF DESCRIPTION OF DUTIES: ACCOUNTING FOR LLC ;
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Daniel Dillon SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2013 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2979 Solomons Island Road Unit A-2, Edgewater, MD 21037RIA
CRD#: 105644
EDGEWATER, MD
Current
May 17, 2002 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2979 Solomons Island Road Unit A-2, Edgewater, MD 21037BD
CRD#: 10358
Edgewater, MD
Past
July 7, 1997 - June 10, 2002
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/30/2016)
RR
Delaware(8/30/2016)
RR
District of Columbia(1/6/2016)
RR
Florida(11/2/2006)
RR
Maryland(12/19/2006)
IAR
Maryland(9/5/2013)
RR
New Jersey(1/5/2024)
RR
New York(8/8/2013)
RR
North Carolina(1/10/2013)
RR
Ohio(8/9/2013)
RR
Pennsylvania(11/19/2012)
RR
South Carolina(4/22/2019)
RR
Tennessee(11/19/2024)
RR
Texas(11/4/2015)
IAR
Texas(2/27/2023)
RR
Virginia(10/20/2011)
RR
Wyoming(7/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Edgewater, MD 21037TRUST BUT VERIFY
Monitor Christopher Dillon
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
