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DG

Daniel Gorny

QUANTRIVER FINANCIAL
Fort Myers, FL 33966
Some features on this profile are disabled
CRD#: 2889311
DG

Professional summary

Daniel Gorny is a registered financial professional currently at QUANTRIVER FINANCIAL, LLC located in Fort Myers, Florida.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 2 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Gorny's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2010 - Present

QUANTRIVER FINANCIAL, LLC

Office #1: 6430 Plantation Park Court Suite 310, Fort Myers, FL 33966Office #2: 6430 Plantation Park Court Suite 310, Fort Myers, FL 33966
BD
CRD#: 153906
Fort Myers, FL
Past

September 25, 2003 - June 9, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/13/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 11/28/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 9/20/2018
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 11/5/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/23/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 9/18/2003
Limited Representative-Equity Trader Exam
SRO Registrations
RR
FINRA

Current Firm

QF
QUANTRIVER FINANCIAL, LLC
QUANTRIVER FINANCIAL, LLC

CRD#: 153906 / SEC#: , 8-68590

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
6430 Plantation Park Court Suite 310, Fort Myers, FL 33966
Mailing Address
6430 Plantation Park Court Suite 310, Fort Myers, FL 33966
Phone number
(239) 244-8787
Established
Florida since 03/31/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MEZ CAPITAL, INC.MANAGING MEMBER
MEZHERITSKY, ALEXANDERCEO / PRES / CCO2253822
SELF, JONATHAN ANDREWCFO/FINOP4497531

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUANTRIVER FINANCIAL, LLC

CRD#: 153906Fort Myers, FL 33966

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