Daniel Gorny
Professional Summary
Daniel Gorny is a registered financial advisor currently at QUANTRIVER FINANCIAL, LLC located in Fort Myers, Florida. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 2 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7 and Series 55 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
QUANTRIVER FINANCIAL, LLC
Contact Information
Main Address
6430 Plantation Park Court Suite 310, Fort Myers, FL 33966Mailing Address
6430 Plantation Park Court Suite 310, Fort Myers, FL 33966Phone Number
(239) 244-8787Established
Florida since 03/31/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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AMERIPRISE FINANCIAL SERVICES, LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/13/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Sep 2003SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Gorny's CRS (Customer Relationship Summary).
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