Peter E. Rosenberg
Professional summary
Peter Edward Rosenberg is a registered financial professional currently at BRADLEY WOODS & CO. LTD. located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Edward Rosenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2020 - Present
BRADLEY WOODS & CO. LTD.
Office #1: 845 Third Ave, Suite 1703, New York, NY 10022August 3, 2016 - January 27, 2020
LIGHTPATH CAPITAL, INC
June 1, 2012 - November 11, 2015
KROLL SECURITIES LLC
July 1, 2009 - December 13, 2011
WELLS FARGO SECURITIES, LLC
October 3, 2006 - July 1, 2009
WELLS FARGO SECURITIES, LLC
April 27, 2000 - October 5, 2006
BARRINGTON ASSOCIATES
November 29, 1997 - September 23, 1999
CITIGROUP GLOBAL MARKETS INC.
July 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2021)
(3/2/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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