Andrew M. Pedote
Professional summary
Andrew Massimo Pedote is a registered financial professional currently at SPENCER-WINSTON SECURITIES CORPORATION located in Baltimore, Maryland.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 9 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Massimo Pedote's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2004 - Present
SPENCER-WINSTON SECURITIES CORPORATION
January 8, 2002 - October 25, 2004
BISHOP, ROSEN & CO., INC.
March 1, 2001 - December 31, 2001
VALLEY FORGE SECURITIES, INC .
May 19, 2000 - March 15, 2001
KIRLIN SECURITIES INC.
July 20, 1999 - May 17, 2000
COLEMAN & COMPANY SECURITIES, INC.
February 5, 1999 - July 27, 1999
DRAKE & COMPANY, INC.
June 15, 1998 - February 5, 1999
PARAGON CAPITAL MARKETS, INC.
January 22, 1998 - June 3, 1998
HORNBLOWER & WEEKS, INC.
July 3, 1997 - January 6, 1998
GLOBAL EQUITIES GROUP INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2004)
(11/1/2004)
(11/1/2004)
(11/1/2004)
(11/1/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SPENCER-WINSTON SECURITIES CORPORATION
CRD#: 8300 / SEC#: , 8-24995
Contact information
FINRA licenses (9 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 5 |
Red Flags
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