BS
Brian D. Schneider
CETERA INVESTMENT ADVISERS LLC
FORT SMITH, AR 72901
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CRD#: 2888501
BS
Professional summary
Brian David Schneider, CFP®, who also goes by Brian Schneider, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Smith, Arkansas and CETERA INVESTMENT SERVICES LLC located in Fort Smith, Arkansas.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Schneider
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) DIRECTOR OF WEALTH SERVICES AND MANAGE TRUST DEPT THROUGH FIRST NATIONAL BANK OF FORT SMITH- RESPONSIBLE FOR PROFITABILITY, SALES LEADERSHIP AND OVERSIGHT OF DIVISION, DOES NOT PLACE TRADES, PROVIDE ADVICE OR EXERCISE DISCRETION REGARDING INVESTMENTS. 2.) VOLUNTEER BOARD MEMBER FOR MERCY FOUNDATION, 1/HR/WK
CRS (Client Relationship Summary) - RIA
Click below to view Brian David Schneider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
March 21, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 602 Garrison Ave, Fort Smith, AR 72901RIA
CRD#: 105644
FORT SMITH, AR
Current
March 21, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 8225 Zero St, Fort Smith, AR 72903Office #2: 400 W. Main St, Lavaca, AR 72941Office #3: 9300 Ws-71, Fort Smith, AR 72908Office #4: 801 N. Dixieland Rd., Rogers, AR 72758Office #5: 3706 Pinnacle Hills Pkwy., Rogers, AR 72758Office #6: 350 E. Centerton Blvd., Centerton, AR 72719Office #7: 602 Garrison Avenue, Fort Smith, AR 72902Office #8: 3553 N Steele Blvd, Fayetteville, AR 72703Office #9: 816 Why 59 N, Heavener, OK 74937Office #10: 402 Sw A Street., Bentonville, AR 72712Office #11: 225 E. Main St, Charleston, AR 72933BD
CRD#: 15340
Fort Smith, AR
Past
January 31, 2013 - March 1, 2019
ARVEST WEALTH MANAGEMENT
BD
CRD#: 42057
BARTLESVILLE, OK
Past
January 11, 2013 - March 1, 2019
ARVEST WEALTH MANAGEMENT
RIA
CRD#: 42057
BARTLESVILLE, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(3/21/2019)
IAR
Arkansas(3/21/2019)
RR
Oklahoma(2/20/2023)
IAR
Oklahoma(2/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
