Mark Richard Hansen
Professional Summary
Mark Richard Hansen is a registered financial advisor currently at N.E. PRIVATE CLIENT, LTD located in Attleboro, Massachusetts. Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 7 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Years of Experience
29 years in the financial services industry
Current & Past Employments
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Current Firm
N.E. PRIVATE CLIENT ADVISORS, LTD. | N.E. PRIVATE CLIENT, LTD
Contact Information
Main Address
89 N Main Street, Attleboro, MA 02703Mailing Address
89 N Main Street, Attleboro, MA 02703Phone Number
(508) 930-8434Established
Rhode Island since 08/20/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANSEN, MARK RICHARD | CEO, FINOP, CCO | 2888137 |
Disclosures
Regulatory Event
1Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
(12/20/2023)
(1/9/2024)
(12/19/2023)
(12/26/2023)
(1/5/2024)
(11/22/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed May 2000SRO Registrations
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
CRS (Client Relationship Summary) - BD
Click below to view Mark Richard Hansen's CRS (Customer Relationship Summary).
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
