Ahmed S. Hassanein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ahmed Saad Hassanein, who also goes by Ahmed Hassanein, was a registered financial professional .
Ahmed is a previously registered financial professional and started their career in finance in 2005. Ahmed had worked at 16 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2024 - June 2, 2025
SIGNATURE ESTATE SECURITIES, LLC
May 9, 2023 - August 24, 2023
OSAIC WEALTH, INC.
April 21, 2020 - August 21, 2020
TRIAD ADVISORS LLC
April 21, 2020 - August 21, 2020
SECURITIES SERVICE NETWORK, LLC
April 21, 2020 - August 21, 2020
SECURITIES AMERICA, INC.
April 21, 2020 - August 21, 2020
LADENBURG THALMANN & CO. INC.
April 21, 2020 - August 21, 2020
KMS FINANCIAL SERVICES, INC.
April 21, 2020 - September 16, 2020
INVESTACORP, INC.
August 24, 2016 - August 21, 2020
WOODBURY FINANCIAL SERVICES, INC.
August 24, 2016 - August 21, 2020
OSAIC SERVICES, INC.
August 24, 2016 - August 21, 2020
OSAIC WEALTH, INC.
August 24, 2016 - August 21, 2020
FSC SECURITIES CORPORATION
January 19, 2011 - March 3, 2016
CETERA INVESTMENT SERVICES LLC
January 19, 2011 - March 3, 2016
CETERA ADVISORS LLC
January 11, 2011 - March 3, 2016
CETERA WEALTH SERVICES, LLC
April 17, 2007 - September 11, 2009
STEBEN & COMPANY, LLC
December 14, 2005 - March 27, 2007
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/9/2023
General Securities Representative ExaminationSeries 99TO
Date: 5/9/2023
Operations Professional ExaminationSeries 28
Date: 5/9/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SIGNATURE ESTATE SECURITIES, LLC
CRD#: 18923 / SEC#: , 8-37065
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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