Jane E. Swan

VERIS WEALTH PARTNERS

OAKLAND, CA 94607

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CRD#: 2888019

Professional summary

Jane Edith Swan is a registered financial advisor currently at VERIS WEALTH PARTNERS, LLC located in Oakland, California.

Jane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jane has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane Edith Swan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2015 - Present

VERIS WEALTH PARTNERS, LLC

Office #1: 1111 Broadway Suite 300, Oakland, CA 94607

RIA

CRD#: 143588

OAKLAND, CA

Past

June 6, 1997 - July 10, 1997

EQIS SECURITIES, LLC

CRD#: 20633

SAN RAFAEL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERIS WEALTH PARTNERS, LLC

ANDERS AND ASSOCIATES, LLC | VERIS WEALTH PARTNERS, LLC

CRD#: 143588 / SEC#: 801-67966

RIA

Registered Investment Advisory firm - (6/8/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/10/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 5/16/1997

General Securities Representative Examination

Current Firm

VERIS WEALTH PARTNERS, LLC

ANDERS AND ASSOCIATES, LLC | VERIS WEALTH PARTNERS, LLC

CRD#: 143588 / SEC#: 801-67966

RIA

Registered Investment Advisory firm - (6/8/2007 Approved)

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Contact information

Main Address

1111 Broadway Suite 300, Oakland, CA 94607

Mailing Address

Phone number

(415) 814-0580

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2025 ANNUAL UPDATING AMMENDMENT MAY) (5/30/2025)

Regulatory assets under management

Total Number of Accounts	2,654
AUM (Assets Under Management)	$ 2,259,771,653

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/07/2025	Cover Page	Report
11/12/2024	Cover Page	Report
01/02/2024	Cover Page	Report
12/02/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jane E. Swan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane Edith Swan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERIS WEALTH PARTNERS, LLC

EQIS SECURITIES, LLC

Primary Firm SEC Registration

VERIS WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 5/16/1997

Current Firm

VERIS WEALTH PARTNERS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VERIS WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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