Charles M. Baird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Michael Baird, who also goes by Chuck Baird, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1997. Charles had worked at 3 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2007 - August 2, 2013
CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION
December 18, 1998 - November 24, 1999
GUARANTY BROKERAGE SERVICES, INC.
September 29, 1997 - October 16, 1998
GT GLOBAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION
CRD#: 134693 / SEC#: 801-64085
Contact information
Red Flags
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