Eileen M. Sullivan
Professional summary
Eileen Mary Sullivan, CFP® is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Chicago, Illinois and BANKERS LIFE SECURITIES, INC. located in Sarasota, Florida.
Eileen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Eileen has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 55, Series 3, Series 7, Series 72, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eileen Mary Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
September 29, 2016 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 303 E Wacker Dr 5th Fl, Chicago, IL 60601July 28, 2016 - Present
BANKERS LIFE SECURITIES, INC.
October 8, 2013 - March 7, 2016
MORGAN STANLEY
August 27, 2013 - March 7, 2016
MORGAN STANLEY
June 29, 2009 - September 26, 2011
TD SECURITIES (USA) LLC
March 15, 2000 - May 28, 2009
MORGAN STANLEY & CO. LLC
August 26, 1998 - November 30, 1999
INTL FCSTONE PARTNERS L.P.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2025)
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(7/28/2016)
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(1/8/2025)
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Exams
Series 52TO
Date: 1/31/2023
Municipal Securities Representative ExaminationSeries 55
Date: 10/13/2008
Limited Representative-Equity Trader ExamSeries 72
Date: 8/25/1998
Government Securities Representative ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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