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Kevin Joseph Sylla

CRD# 2886649·Registered 1997 - 2008
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Joseph Sylla, who also goes by Kevin Sylla, was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1997 - 2008. Kevin had worked at 14 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin Sylla

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

PHD CAPITAL·CRD# 38785
BD
New York, NY
June 15, 2007 - February 8, 2008
GVC CAPITAL LLC·CRD# 38923
BD
Los Angeles, CA
December 2, 2004 - May 2, 2007
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
November 13, 2003 - December 31, 2004
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
New York, NY
February 21, 2002 - April 26, 2002
SOMERSET FINANCIAL GROUP, INC.·CRD# 46507
BD
Princeton, NJ
September 4, 2001 - February 19, 2002
TORREY PINES SECURITIES, INC.·CRD# 17120
BD
San Diego, CA
December 18, 2000 - July 25, 2001
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
June 15, 2000 - October 20, 2000
MONTROSE CAPITAL MANAGEMENT LTD.·CRD# 40799
BD
New York, NY
October 26, 1999 - June 16, 2000
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
June 1, 1999 - October 27, 1999
PRIME CHARTER LTD.·CRD# 25668
BD
March 4, 1999 - June 2, 1999
MASON HILL & CO., INC.·CRD# 38308
BD
New York, NY
November 30, 1998 - January 20, 1999
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
October 27, 1998 - June 2, 1999
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC·CRD# 42949
BD
San Diego, CA
June 19, 1998 - August 7, 1998
FORTRESS FINANCIAL GROUP, LTD.·CRD# 42414
BD
Isle Of Palms, SC
May 4, 1998 - August 7, 1998
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
May 8, 1997 - April 8, 1998

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Current Firm

PC
PHD CAPITAL

PERRIN, HOLDEN AND DAVENPORT CAPITAL CORP. | PHD CAPITAL

CRD#: 38785 / SEC#: 8-48403
BD
Terminated by SEC on 12/10/2012

Contact Information

Established

New York since 02/07/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAFF, NELSON MARCVICE PRESIDENT/COO2629134
EISENMAN, JODY JOSEPHPRESIDENT1263068
HOFFMAN, PETER ROSSCFO2929643
SCHUSTER, SIDNEY JOSEPHCHIEF COMPLIANCE OFFICER2039134

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1997About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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