Kevin J. Sylla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Sylla, who also goes by Kevin Sylla, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1997. Kevin had worked at 14 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2007 - February 8, 2008
PHD CAPITAL
December 2, 2004 - May 2, 2007
GVC CAPITAL LLC
November 13, 2003 - December 31, 2004
J.P. TURNER & COMPANY, L.L.C.
February 21, 2002 - April 26, 2002
JESUP & LAMONT SECURITIES CORP
September 4, 2001 - February 19, 2002
SOMERSET FINANCIAL GROUP, INC.
December 18, 2000 - July 25, 2001
TORREY PINES SECURITIES, INC.
June 15, 2000 - October 20, 2000
GILFORD SECURITIES INCORPORATED
October 26, 1999 - June 16, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
June 1, 1999 - October 27, 1999
BLUESTONE CAPITAL CORP.
March 4, 1999 - June 2, 1999
PRIME CHARTER LTD.
November 30, 1998 - January 20, 1999
MASON HILL & CO., INC.
October 27, 1998 - June 2, 1999
PRIME CHARTER LTD.
June 19, 1998 - August 7, 1998
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
May 4, 1998 - August 7, 1998
FORTRESS FINANCIAL GROUP, LTD.
May 8, 1997 - April 8, 1998
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PHD CAPITAL
CRD#: 38785 / SEC#: , 8-48403
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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