Rodney D. Parker Ii
Professional summary
Rodney Dean Parker Ii, who also goes by Rodney Dean Parker II, Rodney Dean Parker Jr, Rodney Jr Parker, is a registered financial professional currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California.
Rodney is registered as a RR (Registered Representative) and started their career in finance in 1998. Rodney has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rodney Dean Parker Ii's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2011 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447January 1, 2009 - May 12, 2011
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 1, 2007 - January 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
May 26, 2000 - July 14, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 2, 1998 - July 9, 1999
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2011)
(6/1/2011)
(6/1/2011)
Exams
Series 7TO
Date: 3/25/2024
General Securities Representative ExaminationFINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
Contact information
SEC notice filing (15 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
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