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Darius Geiser Gagne

Darius G. Gagne

QUANTUM FINANCIAL ADVISORS
SANTA MONICA, CA 90401
Some features on this profile are disabled
CRD#: 2886373
Darius Geiser Gagne

Professional summary

Darius Geiser Gagne, CFP®, who also goes by Darius Gagne, Darius Geiser, is a registered financial advisor currently at QUANTUM FINANCIAL ADVISORS, LLC located in Santa Monica, California.

Darius is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Darius has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Core Areas of Focus

Estate & Generational Planning Issues
High Net Worth Client Needs
Investment Advice with Ongoing Management
Professional Athletes or Entertainers
Retirement Plan Investment Advice

Question & Answer

What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Insurance Planning
Tax Planning
Investment Planning
Estate Planning
Are you a "fiduciary"?
Yes

Aliases

Darius Gagne | Darius Geiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darius Geiser Gagne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2005

Experience

Current

January 3, 2022 - Present

QUANTUM FINANCIAL ADVISORS, LLC

Office #1: 530 Wilshire Blvd Ste 206, Santa Monica, CA 90401
RIA
CRD#: 317386
SANTA MONICA, CA
Past

February 14, 2012 - January 28, 2022

ABACUS WEALTH PARTNERS

RIA
CRD#: 128590
CULVER CITY, CA
Past

October 14, 2005 - December 31, 2012

QUANTUM WEALTH MANAGEMENT LLC

RIA
CRD#: 136213
SANTA MONICA, CA
Past

May 31, 2001 - August 2, 2005

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEW YORK, NY
Past

January 13, 2000 - April 25, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QUANTUM FINANCIAL ADVISORS, LLC
QUANTUM FINANCIAL ADVISORS, LLC
QUANTUM FINANCIAL ADVISORS, LLC

CRD#: 317386 / SEC#: 801-122978

RIA
Registered Investment Advisory firm - (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/3/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/11/2000
General Securities Representative Examination

Current Firm

QUANTUM FINANCIAL ADVISORS, LLC
QUANTUM FINANCIAL ADVISORS, LLC
QUANTUM FINANCIAL ADVISORS, LLC

CRD#: 317386 / SEC#: 801-122978

RIA
Registered Investment Advisory firm - (1/3/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
530 Wilshire Blvd Ste 206, Santa Monica, CA 90401
Mailing Address
Phone number
(424) 447-8268
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (1/23/2026)

Regulatory assets under management

Total Number of Accounts1,707
AUM (Assets Under Management)$ 1,484,111,762

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUANTUM FINANCIAL ADVISORS, LLC

QUANTUM FINANCIAL ADVISORS, LLC

CRD#: 317386Santa Monica, CA 90401

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