William R. Mangoni
Professional summary
William Robert Mangoni, who also goes by Bill Mangoni, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Radnor, Pennsylvania.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Robert Mangoni's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2013 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 130 N Radnor-chester Rd, Radnor, PA 19087March 15, 2012 - September 12, 2013
OSAIC FA, INC.
March 15, 2012 - September 12, 2013
OSAIC FS, INC.
March 15, 2012 - September 12, 2013
OSAIC FA, INC.
January 5, 2010 - March 2, 2012
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
January 5, 2010 - March 2, 2012
DELAWARE DISTRIBUTORS, L.P.
June 3, 2003 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 3, 2003 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 21, 2002 - April 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 21, 2002 - April 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 26, 2002 - August 14, 2002
VANGUARD ADVISERS, INC.
October 21, 1998 - August 15, 2002
VANGUARD MARKETING CORPORATION
May 15, 1997 - October 10, 1997
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2013)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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