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KA

Kari Askins

CRD# 2885768·Registered 1998 - 2019
Previously Registered: Being a previously registered professional could mean that Kari is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kari Askins, who also goes by Kari Nesvold, was a registered financial advisor. Kari was a previously registered financial professional and started their career in finance 1998 - 2019. Kari had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 24 and Series 10 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kari Nesvold

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SILVER LANE ADVISORS LLC·CRD# 148085
BD
New York, NY
January 10, 2011 - December 20, 2019
DOMINICK & DICKERMAN LLC·CRD# 7344
BD
New York, NY
October 24, 2003 - February 12, 2009
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
November 3, 2000 - October 28, 2003
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
October 27, 1998 - January 17, 2003

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Current Firm

SL
SILVER LANE ADVISORS LLC

SILVER LANE ADVISORS LLC

CRD#: 148085 / SEC#: 8-67965
BD
Terminated by SEC on 02/18/2020

Contact Information

Established

Delaware since 08/09/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SLA ACQUISTION CO.DIRECT OWNER—
BLOOMER, ELIZABETH ANNCEO/MANAGING MEMBER4608067
NESVOLD, HANS PETERCCO4518402
OLLIA, MARSHALL FARROKHFINOP/CFO3195972

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2004About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Mar 2004About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2004About the Series 10 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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