Kristine E. Kim
Professional summary
Kristine Eun-young Kim, who also goes by Eun-young Kristine Kim, Kristine Kim, is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York and CITIC SECURITIES INTERNATIONAL USA, LLC located in New York, New York.
Kristine is registered as a RR (Registered Representative) and started their career in finance in 2000. Kristine has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristine Eun-young Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2022 - Present
CLSA AMERICAS, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036September 1, 2022 - Present
CITIC SECURITIES INTERNATIONAL USA, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY 10036February 15, 2013 - October 2, 2018
CLSA AMERICAS, LLC
August 27, 2007 - June 5, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
February 24, 2006 - July 27, 2007
KBC SECURITIES USA LLC
May 8, 2002 - May 3, 2005
DBS VICKERS SECURITIES (USA) INC.
May 30, 2000 - May 4, 2001
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2022)
Exams
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CITIC SECURITIES INTERNATIONAL USA, LLC
CRD#: 158266 / SEC#: , 8-68887
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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