David Kitterman

EMPOWER ADVISORY GROUP

Huntersville, NC

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CRD#: 2883759

Professional summary

David Kitterman, CFP®, who also goes by David D Kitterman, David Dunster Kitterman Jr, David Dunster Kitterman Jr., is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Huntersville, North Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Aliases

David D Kitterman | David Dunster Kitterman Jr | David Dunster Kitterman Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kitterman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 15, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Huntersville, NC

Current

June 26, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

December 11, 2015 - May 4, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

HUNTERSVILLE, NC

Past

December 11, 2015 - May 4, 2022

LPL FINANCIAL LLC

CRD#: 6413

HUNTERSVILLE, NC

Past

August 23, 2012 - December 10, 2015

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

HUNTERSVILLE, NC

Past

August 23, 2012 - December 10, 2015

CAPITAL GUARDIAN, LLC

CRD#: 137919

CHARLOTTE, NC

Past

May 16, 2011 - August 28, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

HUNTERSVILLE, NC

Past

March 31, 2011 - August 28, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

HUNTERSVILLE, NC

Past

October 26, 2007 - February 7, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CARY, NC

Past

October 20, 2004 - October 12, 2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

February 5, 2003 - October 12, 2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

April 30, 2002 - January 28, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHARLOTTE, NC

Past

January 22, 2002 - January 28, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

December 14, 2001 - January 4, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

June 11, 1997 - January 12, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/16/2026)

Alaska
(7/17/2026)

Arizona
(7/17/2026)

Arkansas
(7/17/2026)

California
(7/16/2026)

Connecticut
(7/17/2026)

Delaware
(7/17/2026)

Georgia
(7/16/2026)

Hawaii
(7/16/2026)

Idaho
(7/15/2026)

Illinois
(7/15/2026)

Indiana
(7/17/2026)

Iowa
(7/16/2026)

Kansas
(7/16/2026)

Kentucky
(7/15/2026)

Maine
(7/17/2026)

Massachusetts
(7/16/2026)

Michigan
(7/15/2026)

Minnesota
(7/15/2026)

Mississippi
(7/15/2026)

Missouri
(7/16/2026)

Montana
(7/15/2026)

Nebraska
(7/15/2026)

Nevada
(7/20/2026)

New Hampshire
(7/16/2026)

New Jersey
(7/15/2026)

New Mexico
(7/17/2026)

New York
(7/21/2026)

IAR

North Carolina
(7/15/2026)

North Carolina
(7/16/2026)

North Dakota
(7/27/2026)

Oklahoma
(7/15/2026)

Oregon
(7/17/2026)

Pennsylvania
(7/21/2026)

Rhode Island
(7/16/2026)

South Carolina
(7/15/2026)

South Dakota
(7/15/2026)

Tennessee
(7/16/2026)

Texas
(7/15/2026)

Utah
(7/16/2026)

Vermont
(7/15/2026)

Virginia
(7/17/2026)

Washington
(7/15/2026)

West Virginia
(7/22/2026)

Wisconsin
(7/15/2026)

Wyoming
(7/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2026

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/26/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2026	Cover Page	Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David Kitterman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kitterman's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

EQUITABLE ADVISORS, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2026

Series 65

Date: 6/26/1997

Series 63

Date: 6/12/1997

SIE

Date: 10/1/2018

Series 7

Date: 6/9/1997

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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