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Francine Biscardi Ciancio

PURSHE KAPLAN STERLING INVESTMENTS
Greenwood Village, CO 80111
Some features on this profile are disabled
CRD#: 2883578
FB

Professional summary

Francine Biscardi Ciancio, who also goes by Francine Kathryn Biscardi, Francine Biscardi Ciancio, Francine Kathryn Jensen, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Greenwood Village, Colorado.

Francine is registered as a RR (Registered Representative) and started their career in finance in 2011. Francine has worked at 6 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Francine Kathryn Biscardi | Francine Biscardi Ciancio | Francine Kathryn Jensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francine Biscardi Ciancio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 5445 Dtc Parkway Suite 1100, Greenwood Village, CO 80111
BD
CRD#: 35747
Greenwood Village, CO
Past

November 20, 2018 - July 30, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
DENVER, CO
Past

December 15, 2016 - October 5, 2017

NYLIFE SECURITIES LLC

BD
CRD#: 5167
LAKEWOOD, CO
Past

October 14, 2014 - February 25, 2016

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
LITTLETON, CO
Past

January 13, 2014 - May 7, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
GREENWOOD VLG, CO
Past

June 9, 2011 - December 2, 2013

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(1/7/2025)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/5/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/8/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PK
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.

CRD#: 35747 / SEC#: , 8-46844

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
80 State Street, Albany, NY 12207
Mailing Address
80 State Street, Albany, NY 12207
Phone number
(518) 436-3536
Established
New York since 12/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PKS HOLDINGS, LLCHOLDING CO.
BOHLEY, TRACEY LEACHIEF FINANCIAL OFFICER4826937
FLOUTON, KATHERINE MARIEPRESIDENT4405001
KVAM, PETER DAVIDCHIEF COMPLIANCE OFFICER4301918
MOTTA, CHRISTOPHER JOHNCOO2741133
PURCELL, JOHN PETERC.E.O.1664678

Disclosures

Regulatory Event11
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747Greenwood Village, CO 80111

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