Christopher B. D'arcy

D'ARCY CAPITAL MANAGEMENT

San Diego, CA 92130

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CRD#: 2883404

Professional summary

Christopher Brett D'arcy, who also goes by Brett D'arcy, Christopher Brett Darcy, is a registered financial advisor currently at D'ARCY CAPITAL MANAGEMENT, LLC located in San Diego, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett D'arcy | Christopher Brett Darcy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHRISTOPHER B. D'ARCY; SELF-EMPLOYED; NON-INVESTMENT RELATED; 13242 DENARA RD, SAN DIEGO, CA 92130; QUARTERLY PAYROLL AND TAX PREPARATION; BOARD MEMBER; 04/1997-PRESENT; 4HRS/MO; 0 TRADING HRS/MO; PREPARE AND MAIL QUARTERLY INCOME TAX AND PAYROLL REPORTS; CBIZ ACCOUNTING, TAX & ADVISORY, NON-INVESTEMENT RELATED, SENIOR MANAGER, 40 HOURS PER WEEK DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Brett D'arcy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2011 - Present

D'ARCY CAPITAL MANAGEMENT, LLC

Office #1: 12625 High Bluff Drive Suite 314, San Diego, CA 92130

RIA

CRD#: 156264

San Diego, CA

Past

May 24, 2010 - December 31, 2010

CBIZ WEALTH MANAGEMENT, LLC

RIA

CRD#: 153785

CLEVELAND, OH

Past

June 29, 2005 - December 31, 2010

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

SAN DIEGO, CA

Past

June 29, 2005 - December 31, 2010

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

CLEVELAND, OH

Past

May 12, 2004 - May 26, 2005

NSHD WEALTH STRATEGIES, INC.

RIA

CRD#: 105041

SAN DIEGO , CA

Past

October 16, 2003 - October 30, 2003

NSHD FINANCIAL AND INSURANCE SERVICES, LLC

CRD#: 111902

NEW PORT BEACH, CA

Past

May 9, 1997 - August 10, 2001

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D'ARCY CAPITAL MANAGEMENT, LLC

CRD#: 156264 / SEC#: 801-120475

RIA

Registered Investment Advisory firm - (3/10/2021 Approved)

California

Registered Investment Advisory firm - (4/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/2/2011)

IAR

Texas
(2/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 4/20/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/30/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/26/1997

General Securities Principal Examination

Current Firm

D'ARCY CAPITAL MANAGEMENT, LLC

CRD#: 156264 / SEC#: 801-120475

RIA

Registered Investment Advisory firm - (3/10/2021 Approved)

California

Registered Investment Advisory firm - (4/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/17/2021 Terminated)

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Contact information

Main Address

12625 High Bluff Drive Suite 314, San Diego, CA 92130

Mailing Address

Phone number

(858) 461-4391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PT 2 (10/9/2025)

PT 2B BRETT D'ARCY (2/25/2025)

PT 2B KRYSTA CORDILL (2/25/2025)

Regulatory assets under management

Total Number of Accounts	286
AUM (Assets Under Management)	$ 178,589,007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher B. D'arcy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Brett D'arcy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CBIZ WEALTH MANAGEMENT, LLC

CBIZ FINANCIAL SOLUTIONS, INC.

CBIZ FINANCIAL SOLUTIONS, INC.

NSHD WEALTH STRATEGIES, INC.

NSHD FINANCIAL AND INSURANCE SERVICES, LLC

LONDON PACIFIC SECURITIES, INC.

Primary Firm SEC Registration

D'ARCY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/1997

Series 55

Date: 4/20/2000

Series 7

Date: 4/30/1997

Series 24

Date: 9/26/1997

Current Firm

D'ARCY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D'ARCY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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