Brenda S. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Sue Nelson, CFP®, who also goes by Brenda S Nelson, Brenda Sue Piper, Brenda Sue Terhune, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1997. Brenda had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2018 - July 5, 2022
SCHWAB WEALTH ADVISORY, INC.
February 3, 2017 - October 17, 2018
CHARLES SCHWAB & CO., INC.
January 3, 2012 - February 3, 2017
SCHWAB WEALTH ADVISORY, INC.
February 6, 2003 - December 31, 2011
CHARLES SCHWAB & CO., INC.
January 30, 1998 - July 5, 2022
CHARLES SCHWAB & CO., INC.
May 12, 1997 - January 9, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 12, 1997 - January 9, 1998
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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