Mark D. Godofsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Godofsky, who also goes by Mark D Godofsky, Mark Godofsky, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2010 - November 10, 2024
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
December 1, 2004 - June 28, 2005
MCMG CAPITAL ADVISORS, INC.
December 1, 2004 - March 3, 2006
MONY SECURITIES CORPORATION
February 27, 2002 - July 23, 2003
PARAMOUNT PLANNERS, LLC
February 2, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 2, 1999 - December 18, 2009
EQUITABLE ADVISORS, LLC
June 3, 1997 - January 15, 1999
CELADON FINANCIAL GROUP LLC
Primary Firm SEC Registration
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
CRD#: 149326 / SEC#: 801-116875, 8-68138
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
CRD#: 149326 / SEC#: 801-116875, 8-68138
Contact information
SEC notice filing (2 States and Territories)
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| ANTHONY, DANNELL WAYNE | FINOP, DIRECTOR OF FINANCE | 7038021 |
| BOHNSACK, NICHOLAS GREGORY | PRESIDENT / COO | 4571796 |
| BOOTH, STEVEN GREGORY | DIRECTOR | 2147388 |
| GABAY, EILEEN MARGARET | CHIEF OPERATING OFFICER | 5602349 |
| LANGENFELD, JON A | DIRECTOR | 4322120 |
| LOGUE, SOFIA | CHIEF COMPLIANCE OFFICER | 6406784 |
| RISSMILLER, DONALD JAMES | VICE CHAIRMAN / PRINCIPAL | 5227351 |
| TOTORO, MICHAEL A | CHIEF TECHNOLOGY OFFICER | 1552053 |
| TRENNERT, JASON RICHARD | CHAIRMAN / CEO | 2079457 |
Red Flags
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