John T. Hennessey
Professional summary
John Thomas Hennessey is a registered financial professional currently at KEYSTONE CAPITAL MARKETS located in Irvine, California.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Hennessey's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2023 - Present
KEYSTONE CAPITAL MARKETS
Office #1: 20 Pacifica Suite 450, Irvine, CA 92618January 1, 2016 - August 7, 2023
NEXTGEN CAPITAL MARKETS, LLC
June 8, 2005 - January 25, 2010
MCGLADREY CAPITAL MARKETS, LLC
January 22, 2001 - May 26, 2005
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
KEYSTONE CAPITAL MARKETS
CRD#: 288767 / SEC#: , 8-69959
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK DOG ADVISORS LLC | OWNER | |
| CAPE ADVISORY GROUP LLC | OWNER | |
| CHIMNEY ROCK ADVISORS LLC | OWNER | |
| CRIMSON CAPITAL LLC | OWNER | |
| DJL CAPITAL, LLC | OWNER | |
| KRAUTHAMER FAMILY TRUST | OWNER | |
| KRAUTHAMER, RANDY GREGG | TRUSTEE OF KRAUTHAMER FAMILY TRUST | |
| SELBY CAPITAL ADVISORS LLC | OWNER | |
| STAFFORD PARTNERS, LLC | OWNER | |
| TRIANGLE CAPITAL LLC | OWNER | |
| KRAUTHAMER, RANDY GREGG | MANAGING PARTNER | 2203908 |
| LUVISA, DAVID JAMES | CCO, MANAGING DIRECTOR | 1643896 |
| SIPOSS, ALLAN ANTHONY | MANAGING PARTNER | 4298385 |
| SMITH, EDWARD MERRILL | FINOP | 3143679 |
Red Flags
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